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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 8210 (Provision of Information and Testimony and Inspection and Copying of Books)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2026-008

Last Reviewed or Updated: April 30, 2026

Resources

Notice Rule: SEC Issued Version (pdf 172.03 KB)

Exhibit 5

Details

Public Comments Due

May 21, 2026

File Number

SR-FINRA-2026-008

Rule Type

Notice

Release Number

34-105318

SEC Issue Date

April 27, 2026

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 8210 (Provision of Information and Testimony and Inspection and Copying of Books)

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 8210 (Provision of Information and Testimony and Inspection and Copying of Books)

Public Comments

Resources

Details