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Regulatory Release

Notice of Filing of a Proposed Rule Change to Amend FINRA Rules 5130 (Restrictions on the Purchase and Sale of Initial Equity Public Offerings) and 5131 (New Issue Allocations and Distributions)

Details

Rule Type

Notice

Release Number

34-105163

SEC Issue Date

April 7, 2026 | 3:24 pm ET

Resources

34-105163

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: April 7, 2026

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change to Amend FINRA Rules 5130 (Restrictions on the Purchase and Sale of Initial Equity Public Offerings) and 5131 (New Issue Allocations and Distributions)

Details

Resources

More in this Section

Notice of Filing of a Proposed Rule Change to Amend FINRA Rules 5130 (Restrictions on the Purchase and Sale of Initial Equity Public Offerings) and 5131 (New Issue Allocations and Distributions)

Details

Resources