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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Reorganizations Service Guide to Provide for the Segregation of a Participant’s Shares on which Dissenters’ or Appraisal Rights are Asserted

Registered Clearing Agencies, The Depository Trust Company (DTC)

Public Comments

Submit a Comment on SR-DTC-2026-003

Last Reviewed or Updated: March 19, 2026

Resources

Notice Rule: SEC Issued Version (pdf 191.02 KB)

Exhibit 5

Details

Public Comments Due

April 9, 2026

File Number

SR-DTC-2026-003

Rule Type

Notice

Release Number

34-104999

SEC Issue Date

March 16, 2026

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Reorganizations Service Guide to Provide for the Segregation of a Participant’s Shares on which Dissenters’ or Appraisal Rights are Asserted

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Reorganizations Service Guide to Provide for the Segregation of a Participant’s Shares on which Dissenters’ or Appraisal Rights are Asserted

Public Comments

Resources

Details