Notice Rule

Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Texas Stock Exchange LLC

Joint Industry Plans, 17d-2 Plans for Allocation of Regulatory Responsibilities

Public Comments

Submit a Comment on 4-880

Title
Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Texas Stock Exchange LLC
Release Number
34-104918
SEC Issue Date

Resources

Order Rule: SEC Issued Version (pdf 153.67 KB)

Last Reviewed or Updated: March 3, 2026