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Regulatory Release

Order Approving a Proposed Rule Change, as modified by Amendment No. 1, to Amend FINRA Rule 3220 (Influencing or Rewarding Employees of Others)

Details

Rule Type

Order

Release Number

34-104830

SEC Issue Date

Feb. 12, 2026 | 1:22 pm ET

Resources

34-104830

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Feb. 12, 2026

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving a Proposed Rule Change, as modified by Amendment No. 1, to Amend FINRA Rule 3220 (Influencing or Rewarding Employees of Others)

Details

Resources

More in this Section

Order Approving a Proposed Rule Change, as modified by Amendment No. 1, to Amend FINRA Rule 3220 (Influencing or Rewarding Employees of Others)

Details

Resources