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Regulatory Release

Order Approving a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Amend the FINRA Capital Acquisition Broker (“CAB”) Rules

Details

Rule Type

Order

Release Number

34-104806

SEC Issue Date

Feb. 10, 2026 | 3:53 pm ET

Resources

34-104806

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Feb. 10, 2026

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Amend the FINRA Capital Acquisition Broker (“CAB”) Rules

Details

Resources

More in this Section

Order Approving a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Amend the FINRA Capital Acquisition Broker (“CAB”) Rules

Details

Resources