Notice Rule

Notice of Filing of a Proposed Rule Change to Adopt FINRA Rule 3290 (Outside Activities Requirements)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as modified by Amendment No. 1, to Adopt FINRA Rule 3290 (Outside Activities Requirements)
Release Number
34-105355
SEC Issue Date

Last Reviewed or Updated: May 6, 2026

Details

Public Comments Due

May 27, 2026. 

Rebuttal Comments Due: June 10, 2026.

File Number
SR-FINRA-2026-001
Rule Type
Notice
Release Number
34-104746
SEC Issue Date