Notice Rule

Notice of Filing of a Proposed Rule Change to Adopt FINRA Rule 3290 (Outside Activities Requirements)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

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Title
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as modified by Amendment No. 1, to Adopt FINRA Rule 3290 (Outside Activities Requirements)
Release Number
34-105355
SEC Issue Date

Resources

Notice Rule: SEC Issued Version (pdf 242.72 KB)

Title
Order Approving a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Adopt FINRA Rule 3290 (Outside Activities Requirements)
Release Number
34-106381
SEC Issue Date

Resources

Order Rule: SEC Issued Version (pdf 515.72 KB)

Last Reviewed or Updated: Sept. 15, 2026