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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 4.7 of the Exchange’s CAT Compliance Rule

National Securities Exchanges, Cboe BZX Exchange, Inc. (CboeBZX)

Public Comments

Submit a Comment on SR-CboeBZX-2025-140

Last Reviewed or Updated: Nov. 18, 2025

Resources

Notice Rule: SEC Issued Version (pdf 176.59 KB)

Exhibit 5

Details

File Number

SR-CboeBZX-2025-140

Rule Type

Notice

Release Number

34-104216

SEC Issue Date

Nov. 18, 2025

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 4.7 of the Exchange’s CAT Compliance Rule

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 4.7 of the Exchange’s CAT Compliance Rule

Public Comments

Resources

Details