Notice Rule

Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 5020 (Criteria for Underlying Securities) to Permit the Listing of Options on Commodity-Based Trust Shares

National Securities Exchanges, BOX Exchange LLC (BOX)

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Title
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 5020, Criteria for Underlying Securities, to Permit the Listing of Options on Commodity-Based Trust Shares
Release Number
34-103284
SEC Issue Date

Resources

Order Rule: SEC Issued Version (pdf 124.65 KB)

Title
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 5020 (Criteria for Underlying Securities) to Permit the Listing of Options on Commodity-Based Trust Shares
Release Number
34-103015
SEC Issue Date

Resources

Notice Rule: SEC Issued Version (pdf 226.32 KB)
Exhibit 5

Last Reviewed or Updated: Nov. 18, 2025