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Regulatory Release

Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the FINRA Capital Acquisition Broker (“CAB”) Rules

Details

Rule Type

Order

Release Number

34-103945

SEC Issue Date

Sept. 11, 2025 | 12:41 pm ET

Resources

34-103945

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Sept. 11, 2025

Rules & Regulations

Enforcement & Litigation

Compliance

Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the FINRA Capital Acquisition Broker (“CAB”) Rules

Details

Resources

More in this Section

Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the FINRA Capital Acquisition Broker (“CAB”) Rules

Details

Resources