Notice Rule

Notice of Filing of Proposed Rule Change to Adopt Rule 5703 to Permit the Generic Listing and Trading of Multi-Class Exchange-Traded Fund Shares

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

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Title
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt Rule 5703 to Permit the Generic Listing and Trading of Multi-Class Exchange-Traded Fund Shares
Release Number
34-103357
SEC Issue Date

Resources

Notice Rule: SEC Issued Version (pdf 123.14 KB)

Title
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New Rule 5703 to Permit the Generic Listing and Trading of Class...
Release Number
34-103758
SEC Issue Date

Resources

Notice Rule: SEC Issued Version (pdf 245.98 KB)

Last Reviewed or Updated: Aug. 26, 2025