Order Rule

Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Green Impact Exchange, LLC

Joint Industry Plans, 17d-2 Plans for Allocation of Regulatory Responsibilities

Title
Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and GIX National Exchange LLC
Release Number
34-103497
SEC Issue Date

Resources

Order Rule: SEC Issued Version (pdf 154.23 KB)

Title
Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Green Impact Exchange, LLC
Release Number
34-103295
SEC Issue Date

Resources

Notice Rule: SEC Issued Version (pdf 275.36 KB)

Last Reviewed or Updated: Aug. 5, 2025