Notice Rule

Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 3220 (Influencing or Rewarding Employees of Others)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

View Received Comments

Title
Order Approving a Proposed Rule Change, as modified by Amendment No. 1, to Amend FINRA Rule 3220 (Influencing or Rewarding Employees of Others)
Release Number
34-104830
SEC Issue Date

Resources

Order Rule: SEC Issued Version (pdf 331.94 KB)

Last Reviewed or Updated: Feb. 12, 2026