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Regulatory Release

Notice of Filing of a Proposed Rule Change to Amend the FINRA Capital Acquisition Broker (“CAB”) Rules

Details

Rule Type

Notice

Release Number

34-103216

SEC Issue Date

June 10, 2025 | 11:50 am ET

Resources

34-103216

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: June 10, 2025

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change to Amend the FINRA Capital Acquisition Broker (“CAB”) Rules

Details

Resources

More in this Section

Notice of Filing of a Proposed Rule Change to Amend the FINRA Capital Acquisition Broker (“CAB”) Rules

Details

Resources