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Regulatory Release

Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Exempt Certain Business Development Companies from FINRA Rules 5130 (Restrictions on the Purchase and Sale of Initial Equity Public Offerings) and 5131...

Details

Rule Type

Notice

Release Number

34-103033

SEC Issue Date

May 13, 2025 | 2:43 pm ET

Resources

34-103033

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: May 13, 2025

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Exempt Certain Business Development Companies from FINRA Rules 5130 (Restrictions on the Purchase and Sale of Initial Equity Public Offerings) and 5131...

Details

Resources

More in this Section

Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Exempt Certain Business Development Companies from FINRA Rules 5130 (Restrictions on the Purchase and Sale of Initial Equity Public Offerings) and 5131...

Details

Resources