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Regulatory Release

Order Granting Exemptive Relief, Pursuant to Section 36(a)(1) and Rule 608(e) of the Securities Exchange Act of 1934, from Certain Provisions of Section 6.4(d)(ii)(C) and Appendix D, Sections 9.1, 9.2 and 9.4 of the National Market System Plan Governing t

Details

Rule Type

Order

Exemptive

Release Number

34-102386

SEC Issue Date

Feb. 10, 2025 | 4:21 pm ET

Resources

34-102386

SRO Organization

National Market System Plans (NMS)

Last Reviewed or Updated: Feb. 10, 2025

Rules & Regulations

Enforcement & Litigation

Compliance

Order Granting Exemptive Relief, Pursuant to Section 36(a)(1) and Rule 608(e) of the Securities Exchange Act of 1934, from Certain Provisions of Section 6.4(d)(ii)(C) and Appendix D, Sections 9.1, 9.2 and 9.4 of the National Market System Plan Governing t

Details

Resources

More in this Section

Order Granting Exemptive Relief, Pursuant to Section 36(a)(1) and Rule 608(e) of the Securities Exchange Act of 1934, from Certain Provisions of Section 6.4(d)(ii)(C) and Appendix D, Sections 9.1, 9.2 and 9.4 of the National Market System Plan Governing t

Details

Resources