Order Rule

SR-NASDAQ-2024-083

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Title
Notice of Filing of Proposed Rule Change to Assume Operational Responsibility for Litigating Contested Disciplinary Proceedings Arising Out of Nasdaq-led Investigations and Enforcement Activities and Amend Rules 9131 and 9810 (of General 5, the Nasdaq Dis
Release Number
34-102029
SEC Issue Date

Last Reviewed or Updated: Feb. 10, 2025