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Regulatory Release

Order Approving Proposed Rule Change to Assume Operational Responsibility for Litigating Contested Disciplinary Proceedings Arising Out of Nasdaq-Led Investigations and Enforcement Activities and Amend Rules 9131 and 9810 (the Nasdaq Discipline Rules) to

Details

Rule Type

Order

Release Number

34-102385

SEC Issue Date

Feb. 10, 2025 | 4:27 pm ET

Resources

34-102385

SRO Organization

The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: Feb. 10, 2025

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving Proposed Rule Change to Assume Operational Responsibility for Litigating Contested Disciplinary Proceedings Arising Out of Nasdaq-Led Investigations and Enforcement Activities and Amend Rules 9131 and 9810 (the Nasdaq Discipline Rules) to

Details

Resources

More in this Section

Order Approving Proposed Rule Change to Assume Operational Responsibility for Litigating Contested Disciplinary Proceedings Arising Out of Nasdaq-Led Investigations and Enforcement Activities and Amend Rules 9131 and 9810 (the Nasdaq Discipline Rules) to

Details

Resources