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Regulatory Release

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 6897(b) (CAT Cost Recovery Fees) to Implement a Consolidated Audit Trail Cost Recovery Fee

Details

Rule Type

Notice

Release Number

34-102062

SEC Issue Date

Dec. 31, 2024 | 11:03 am ET

Resources

34-102062

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Dec. 31, 2024

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 6897(b) (CAT Cost Recovery Fees) to Implement a Consolidated Audit Trail Cost Recovery Fee

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 6897(b) (CAT Cost Recovery Fees) to Implement a Consolidated Audit Trail Cost Recovery Fee

Details

Resources