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Regulatory Release

Notice of Filing of Proposed Rule Change to Assume Operational Responsibility for Litigating Contested Disciplinary Proceedings Arising Out of Nasdaq-led Investigations and Enforcement Activities and Amend Rules 9131 and 9810 (of General 5, the Nasdaq Dis

Details

Rule Type

Notice

Release Number

34-102029

SEC Issue Date

Dec. 23, 2024 | 12:46 pm ET

Resources

34-102029

SRO Organization

The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: Dec. 23, 2024

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change to Assume Operational Responsibility for Litigating Contested Disciplinary Proceedings Arising Out of Nasdaq-led Investigations and Enforcement Activities and Amend Rules 9131 and 9810 (of General 5, the Nasdaq Dis

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change to Assume Operational Responsibility for Litigating Contested Disciplinary Proceedings Arising Out of Nasdaq-led Investigations and Enforcement Activities and Amend Rules 9131 and 9810 (of General 5, the Nasdaq Dis

Details

Resources