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Regulatory Release

Order Instituting Proceedings to Determine Whether to Approve or Disapprove an Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding Reporting of Certain Verbal Activity, Floor and Upstairs Activity

Details

Rule Type

Order

Release Number

34-101648

SEC Issue Date

Nov. 18, 2024 | 2:55 pm ET

Resources

34-101648

SRO Organization

National Market System Plans (NMS)

Last Reviewed or Updated: April 1, 2025

Rules & Regulations

Enforcement & Litigation

Compliance

Order Instituting Proceedings to Determine Whether to Approve or Disapprove an Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding Reporting of Certain Verbal Activity, Floor and Upstairs Activity

Details

Resources

More in this Section

Order Instituting Proceedings to Determine Whether to Approve or Disapprove an Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding Reporting of Certain Verbal Activity, Floor and Upstairs Activity

Details

Resources