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Regulatory Release

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 13606 (Record of Proceedings) to Provide Customers Access to a Copy of the Official Record of an Expungement Hearing

Details

Rule Type

Notice

Release Number

34-101561

SEC Issue Date

Nov. 7, 2024 | 5:43 pm ET

Resources

34-101561

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Nov. 7, 2024

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 13606 (Record of Proceedings) to Provide Customers Access to a Copy of the Official Record of an Expungement Hearing

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 13606 (Record of Proceedings) to Provide Customers Access to a Copy of the Official Record of an Expungement Hearing

Details

Resources