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Regulatory Release

Order Approving a Proposed Rule Change to Amend FINRA Rule 3240 (Borrowing From or Lending to Customers) to Strengthen the General Prohibition Against Borrowing and Lending Arrangements

Details

Rule Type

Order

Release Number

34-101065

SEC Issue Date

Sept. 17, 2024 | 2:55 pm ET

Resources

34-101065

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Sept. 17, 2024

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving a Proposed Rule Change to Amend FINRA Rule 3240 (Borrowing From or Lending to Customers) to Strengthen the General Prohibition Against Borrowing and Lending Arrangements

Details

Resources

More in this Section

Order Approving a Proposed Rule Change to Amend FINRA Rule 3240 (Borrowing From or Lending to Customers) to Strengthen the General Prohibition Against Borrowing and Lending Arrangements

Details

Resources