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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Supplementary Material .16 to IEX Rule 5.110 (Supervision), so that IEX Members who Participate in the Recently Approved FINRA Pilot Program on Remote Inspections Will Also Sati

Details

Rule Type

Notice

Release Number

34-101025

SEC Issue Date

Sept. 16, 2024 | 4:03 pm ET

Resources

34-101025

SRO Organization

Investors Exchange LLC (IEX)

Last Reviewed or Updated: Sept. 16, 2024

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Supplementary Material .16 to IEX Rule 5.110 (Supervision), so that IEX Members who Participate in the Recently Approved FINRA Pilot Program on Remote Inspections Will Also Sati

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Supplementary Material .16 to IEX Rule 5.110 (Supervision), so that IEX Members who Participate in the Recently Approved FINRA Pilot Program on Remote Inspections Will Also Sati

Details

Resources