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Regulatory Release

Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and

Details

Rule Type

Notice

Release Number

34-100787

SEC Issue Date

Aug. 21, 2024 | 11:25 am ET

Resources

34-100787

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Oct. 28, 2024

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and

Details

Resources

More in this Section

Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and

Details

Resources