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Regulatory Release

Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and Amend the Applicability of the Document Production Lists

Details

Rule Type

Notice

Release Number

34-100204

SEC Issue Date

May 21, 2024 | 6:43 pm ET

Resources

34-100204

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Oct. 28, 2024

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and Amend the Applicability of the Document Production Lists

Details

Resources

More in this Section

Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and Amend the Applicability of the Document Production Lists

Details

Resources