Regulatory Release

Insider Trading Arrangements and Related Disclosures

Details

Rule Type
Final
Release Number
33-11138
34-96492
33-11013
SEC Issue Date
Effective Date

February 27, 2023

Compliance Date

See Section III for further information on transitioning to the final rules.

Federal Register Publish Date
Document Citation

87 FR 80362

RIN
3235-AM86

Resources

33-11138
Federal Register Version

Last Reviewed or Updated: March 5, 2026