This listing includes periodic SEC reports and publications. See also FOIA Frequently Requested Documents and SEC Data Resources for periodic data reports and updates. For occasional reports on current trends and issues facing the securities industry, choose “Special Studies” from the “Category” field below.

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Date
Title
Category
Date: Title: OASB Strategic Plan 2021-2025(PDF)
Advocate for Small Business Capital Formation
Category: Strategic Plan
Date: Title: 2018-2022 Strategic Plan(PDF)
Category: Strategic Plan
Date: Title: 2014-2018 Strategic Plan(PDF)
Category: Strategic Plan
Date: Title: 2010-2015 Strategic Plan(PDF)
Category: Strategic Plan