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Philadelphia Regional Office

About the Office

The Philadelphia Regional Office of the Securities and Exchange Commission has jurisdiction in  Delaware, Maryland, Pennsylvania, Virginia, West Virginia, and District of Columbia.

Map showing the Philadelphia Regional Office

Contact Us »

One Penn Center
1617 John F. Kennedy Boulevard, Suite 520
Philadelphia, PA 19103
Phone: 215-597-3100
E-mail: philadelphia@sec.gov

Nicholas P. Grippo, Regional Director
Scott Thompson, Associate Regional Director (Enforcement)
Joy G. Thompson, Associate Regional Director (Examinations)

What's New

  • SEC Obtains Emergency Relief in Case Charging Claims Aggregator and Principals with Multi-Million Dollar Fraud
    Nov. 4, 2021
  • Protecting Older Americans from Financial Fraud Outreach Event (PDF)
    May 3, 2021
  • Scott A. Thompson Named Associate Regional Director in Philadelphia Office
    Aug. 3, 2020
View more

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Modified: Sept. 12, 2022

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