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Miami Regional Office

About the Office

The Miami Regional Office of the Securities and Exchange Commission has jurisdiction in Florida, Mississippi, Louisiana, U.S. Virgin Islands, and Puerto Rico.

Map showing the Miami Regional Office

Contact Us »

801 Brickell Ave., Suite 1950
Miami, FL 33131
Phone: 305-982-6300
E-mail: miami@sec.gov

Eric I. Bustillo, Regional Director (Bio and photo)
Glenn S. Gordon, Associate Regional Director (Enforcement)
John C. Mattimore, Associate Regional Director (Examinations)

What's New

  • SEC Charges Florida Recidivists with Fraud and Registration Violations
    April 14, 2022
  • SEC Charges Former Executives of Florida Cash Advance Company with Defrauding R…
    April 11, 2022
  • Former Financial Advisor Charged with Stealing $5.8 Million from Client
    Jan. 24, 2022
View more

Outreach Events


Association of Latino Professionals Student Chapter – University of Central Florida
Address: University of Central Florida
Date: April 13, 2022
Time: 6:00 p.m.
Description: Virtual presentation of the importance of Saving and Investing for Students and Internship opportunities with the SEC.


Coral Reef High School
Address: 10101 S.W. 152nd Street, Miami, Florida
Date: April 13 and 14, 2022
Time: 9:00 a.m.
Description: Presentation on the work of the SEC, the importance of Saving and Investing for Students.


Universidad Interamericana de Puerto Rico – Recinto de Ponce
Address: Carr. Machete, Guayama, Puerto Rico (virtual)
Date: April 11, 2022
Time: 1:00 p.m.
Description: Presentation on the work of the SEC, the importance of Saving and Investing for Students and information about internship opportunities with the SEC.


Coral Gables High School
Address: 450 Bird Road, Coral Gables, Florida
Date: April 11, 2022
Time: 9:00 a.m.
Description: Presentation on the work of the SEC, the importance of Saving and Investing for Students.


Tulane University
Address: Virtual
Date: April 7, 2022
Time: 1:00 p.m.
Description: Presentation on the work of the SEC, the importance of Saving and Investing for Students and information about internship opportunities with the SEC.


AARP Louisiana Statewide Telephone Town Hall
Address: Telephone Town Hall
Date: April 7, 2022
Time: 11:00 a.m.
Description: Question and Answer with Eric I. Bustillo, Regional Director, Miami Regional Office – Tips for Seniors on How to Avoid Becoming Victims of Investment Fraud.


Southwest Miami Senior High School
Address: 8855 S.W. 50th Terrace, Miami, Florida
Date: April 5, 2022
Time: 9:00 a.m.
Description: Providing information on the importance of Saving and Investing for Students.


Colegio Rosa-Bell
Address: 42 CII Oviedo, Guaynabo, Puerto Rico (virtual)
Date: April 4, 2022
Time: 1:00 p.m.
Description: Providing information on the importance of Saving and Investing for Students.


Florida International School of Law Public Interest and Government Law Resource Fair
Address: 11200 S.W. 8th Street, Miami, Florida
Date: March 17, 2022
Time: 12:00 p.m. – 2:00 p.m.
Description: Providing information on the importance of Saving and Investing for Students and information about internship opportunities with the SEC.


I-Tech – Miami’s Mega Technology Magnet High School
Address: 6101 NW 2nd Avenue, Miami, FL 33127
Date: March 14, 2022
Time: 9:00 a.m. and 10:00 a.m.
Description: Providing information on the importance of Saving and Investing for Students.


University of Miami School of Law Virtual Informational Career Fair
Address: Virtual
Date: March 9, 2022
Time: 12:30 p.m. – 1:45 p.m.
Description: Providing information on the importance of Saving and Investing for Students and information about internship opportunities with the SEC.


U.S. Army Reserve – Financial Readiness Training
Address: 11700 N.W. 27th Avenue, Miami, FL 33167
Date: February 26, 2022
Time: 2 p.m. – 3 p.m.
Description: Presentation on Investing in your future for military personnel.


University of Miami Master of Arts Program / International Administration
Address: Virtual
Date: February 23, 2022
Time: 6 p.m.
Description: Presentation on the work of the SEC, the importance of Saving and Investing for Students and information about internship opportunities with the SEC.


Ahead of the Game – Florida International University ALPFA and Beta Alpha Psi Career Event – Accounting and Business Expo
Address: 11200 S.W. 8th Street, Miami, Florida
Date: February 15, 2022
Time: 6 p.m. – 9 p.m.
Description: In-person, SEC-staffed resource table providing information on the importance of Saving and Investing for Students and information about internship opportunities with the SEC.


U.S. Southern Command – Financial Readiness Training
Address: Virtual
Date: February 4, 2022
Time: 1 p.m. – 2 p.m.
Description: Presentation on Investing in your future for military personnel


St. Thomas University College of Law Career and Information Fair
Address: 16401 N.W. 37th Avenue, Miami Gardens, FL 33054
Date: February 2, 2022
Time: 11:00 a.m. – 1:30 p.m.
Description: In-person, SEC-staffed resource table providing information on the importance of Saving and Investing for Students and information about internship opportunities with the SEC.


U.S. Army Reserve – Financial Readiness Training
Address: 11700 N.W. 27th Avenue, Miami, FL 33167
Date: January 7, 2022
Time: 3:00 p.m.
Description: Presentation on Investing in your future for military personnel


Miami Vet Center Event
Address: Elks Lodge, South Miami, Florida
Date: December 19, 2021
Time: 3:00 p.m.
Description: SEC-staffed resource table.


Naval Air Station Whiting Field
Address: 7550 USS Essex St., Milton, FL
Date: December 16, 2021
Time: 10 a.m.
Description: Presentation on Investing in Your Future for military personnel.


Naval Air Station Pensacola
Address: 280 Taylor Rd, Pensacola, FL
Date: December 15, 2021
Time: 2:00 p.m.
Description: Presentation on Investing in Your Future for military personnel.


US Coast Guard Cutter - Reliance
Address: 280 Taylor Rd, Pensacola, FL
Date: December 15, 2021
Time: 9:00 a.m.
Description: Presentation on Investing in Your Future for military personnel.


Pensacola Yacht Club
Address: 1897 Cypress Street, Pensacola, FL
Date: December 14, 2021
Time: 5:30 p.m.
Description: Presentation to senior investors on how to protecting themselves from investment fraud.


Army Reserve Event – several units
Address: Luis Martinez Reserve Center, Perrine, FL
Date: December 5, 2021
Time: 8:30 a.m.
Description: Brief in-person presentation on Investing in Your Future for military personnel and their families. SEC-staffed resource table.


Army Reserve Event
Address: Davie, Florida
Date: December 4, 2021
Time: 10:30 a.m. – 1 p.m.
Description: Brief in-person presentation on Investing in Your Future for military personnel and their families. SEC-staffed resource table.


NYU Gallatin Business Society – New York University
Address: Virtual / New York University
Date: December 2, 2021
Time: 12:00 p.m.
Description: Virtual presentation of the importance of Saving and Investing for Students and Internship Opportunities.


Saving and Investing Wisely
Address: OLLI-University of Arizona (virtual), Tucson, AZ
Date: November 18, 2021
Time: 9:00-10:30 AM
Description: Online presentation on Investing Wisely and Avoiding Fraud for seniors.


Junior Achievement Program – JA Inspire Virtual
Address: Virtual Booth Available to middle school students from Miami-Dade County
Date: November 16, 2021 and runs through the remainder of the school year
Time: 8:00 a.m.
Description: Career exploration virtual fair to prepare students for success in the workforce. SEC Virtual booth with information on the importance of Saving and Investing for Students and career opportunities at the SEC.


Association of Latino Professionals Student Chapter – University of Florida
Address: University of Florida College of Warrington College of Business
Date: November 8, 2021
Time: 6 p.m.
Description: Virtual presentation of the importance of Saving and Investing for Students and Internship Opportunities.


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i Request a speaker from the Miami Regional Office

A member of the Miami Regional Office staff will follow up with you about your request once it is received and reviewed. Thank you for your interest in the Miami Regional Office’s participation in your event.

Modified: May 11, 2022

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