About
The Los Angeles Regional Office is responsible for enforcing violations of the federal securities laws and examining regulated entities such as investment advisers, investment companies, and broker-dealers.
The Los Angeles office primarily conducts its enforcement or examination activities in Southern California as well as Arizona, Guam, Hawaii, and Nevada.
Contact the Office
444 South Flower Street, Suite 900, Los Angeles, CA 90071
Leadership
- Gary Leung—Associate Director (Enforcement)
- Brent Wilner—Associate Director (Enforcement)
- J. Cindy Eson—Associate Director (Examinations)