Skip to main content

Company Filings

SEC Emblem
U.S. Securities and
Exchange Commission
  • About
    • Careers
    • Commissioners
    • Contact
    • Reports and Publications
    • Securities Laws
    • Mission
  • Divisions & Offices
    • Corporation Finance
    • Enforcement
    • Investment Management
    • Economic and Risk Analysis
    • Trading and Markets
    • Office of Administrative Law Judges
    • Examinations
    • Regional Offices
  • Enforcement
    • Litigation Releases
    • Administrative Proceedings
    • Opinions and Adjudicatory Orders
    • Accounting and Auditing
    • Trading Suspensions
    • How Investigations Work
    • Receiverships
    • Information for Harmed Investors
  • Regulation
    • Rulemaking Activity
    • Proposed Rules
    • Final Rules
    • Interim Final Temporary Rules
    • Other Orders and Notices
    • Self-Regulatory Organizations
    • Staff Interpretations
  • Education
    • Investor Education
    • Glossaries
    • Small Business Capital Raising
  • Filings
    • EDGAR – Search & Access
    • EDGAR – Information for Filers
    • Company Filing Search
    • How to Search EDGAR
    • Forms List
    • About EDGAR
  • News
    • Press Releases
    • Speeches and Statements
    • Securities Topics
    • Upcoming Events
    • Webcasts
    • SEC in the News
    • SEC Videos
    • Media Gallery
  • U.S. Securities and Exchange Commission
    • Divisions & Offices
    • Enforcement
    • Regulation
    • Education
    • Filings
    • Newsroom
  • Newsroom
    • Press Releases
    • Testimony
  • RSS Feeds
    • Press Releases
    • Public Statements
    • Speeches
    • Testimony
  • About the SEC
  • Advisory Committees
  • Commissioners
  • Contact
  • Diversity and Inclusion
  • Division and Office Directors
  • Divisions and Offices
  • Forms
  • Privacy and Security
  • Regional Offices
  • Reports and Publications
  • SEC and Markets Data
  • Securities Laws
  • Upcoming Events
  • Mission
  • About the SEC
  • Advisory Committees
  • Commissioners
  • Contact
  • Diversity and Inclusion
  • Division and Office Directors
  • Divisions and Offices
  • Forms
  • Privacy and Security
  • Regional Offices
  • Reports and Publications
  • SEC and Markets Data
  • Securities Laws
  • Upcoming Events
  • Mission

Los Angeles Regional Office

About the Office

The Los Angeles Regional Office of the Securities and Exchange Commission has jurisdiction in Arizona, Hawaii, Guam, Nevada, and Southern California.

Map showing the Los Angeles Regional Office

Contact Us »

444 South Flower Street, Suite 900
Los Angeles, CA 90071
Phone: 323-965-3998
E-mail: losangeles@sec.gov

Vacant, Regional Director
Katharine Zoladz, Co-Regional Director, Associate Regional Director (Enforcement)
Gary Leung, Associate Regional Director (Enforcement)
J. Cindy Eson, Co-Regional Director, Associate Regional Director (Examinations)

Email SubscriptionE-mail Updates: To sign up for updates, please enter your e-mail address below.

What’s New

Investor Alert re: Hawaii Wildfires
August 16, 2023

SEC Charges Self-Described “Securities Compliance” Attorney with Fraud in Planned Pump-and-Dump Scheme
March 1, 2022

SEC Charges California Company and Promoters Engaged in Pump-And-Dump Scheme Involving Covid-19 Claims
February 17, 2022

View more

Outreach Events

Financial Planning Month at Los Angeles Public Library
Address: LAPL (downtown), Los Angeles, CA
Date: October 19, 2023
Time: TBD
Description: Presentation on Investing Wisely and Avoiding Fraud


Oceanside Chamber of Commerce Senior Expo
Address: Oceanside, CA
Date: October 12, 2023
Time: All day
Description: SEC investor education booth


Senior Scam Stopper
Address: Lakewood, CA
Date: October 12, 2023
Time: 9:00-11:00 AM
Description: Presentation on investing wisely and avoiding fraud


Golden Future 50+ East LA
Address: East Los Angeles, CA
Date: October 11, 2023
Time: All day
Description: SEC investor education booth


LA AEI Forum: Supporting Small Business Growth
Address: Los Angeles, CA
Date: October 5, 2023
Time: 8:30 AM-1:00 PM
Description: Facilitating capital formation


Santa Barbara Senior Expo
Address: Santa Barbara, CA
Date: October 4, 2023
Time: All day
Description: SEC investor education booth


Native American Finance Officers Association Conference
Address: Phoenix, AZ
Date: October 2, 2023
Time: All day
Description: Investing wisely and avoiding fraud


Latino College Expo
Address: Pomona, CA
Date: September 16, 2023
Time: All day
Description: SEC careers, investing wisely and avoiding fraud for students


4 Corners Indian Country Annual Conference
Address: Salt Lake City, UT
Date: August 25, 2023
Time: All day
Description: Investing wisely and avoiding fraud


Yellow Ribbon Reintegration Program: Air Force Reserve
Address: Anaheim, CA
Date: August 19-20, 2023
Time: All day
Description: Presentations on investing in the digital age for deploying reservists and their families


Street Vendor Financial & Digital Literacy Fair
Address: Los Angeles Public Library, Los Angeles, CA
Date: June 12, 2023
Time: All day
Description: Investor education booth


Investing Wisely and Safely for College Students
Address: Gateway Community College, Phoenix, AZ
Date: April 11, 2023
Time: 12:00-2:00 PM
Description: Investing wisely and avoiding fraud for students, staff, and faculty at Gateway Community College.


Investing Throughout Your Military Service
Address: Coast Guard Base San Pedro/Long Beach, CA
Date: April 11 and 13, 2023
Time: noon
Description: Investing wisely and avoiding fraud for Coast Guard personnel stationed at San Pedro/Long Beach.


Avoiding Cryptocurrency Scams
Address: Los Angeles Public Library (downtown Los Angeles)
Date: April 19, 2023
Time: noon
Description: A conversation with the public, the Los Angeles Regional Office of the SEC, and the California DFPI about investing in the digital age.


Investing Wisely and Safely for College Students, Careers with the SEC
Address: University of Hawaii at Manoa
Date: April 25, 2023
Time: 10:00 AM-1:30 PM
Description: The role of the SEC, planning wisely for your financial future, and possible career paths at the SEC.


Hawaii Federal Fire Department: What’s in Your Retirement Portfolio?
Address: Hawaii Federal Fire Department, Honolulu, HI
Date: April 26, 2023
Time: 10:00 AM-4:00 PM
Description: Investing wisely and avoiding fraud. Presentations by the SEC-LARO and the Federal Retirement Thrift Investment Board (TSP).


Command Financial Specialist Training: Investing Wisely and Safely Throughout Your Military Career
Address: Joint base Pearl Harbor Hickam, Military and Family Support Center
Date: April 26, 2023
Time: 4:30-5:30 PM
Description: CFS training on advising service members on investing wisely and safely.


Hawaii Federal Employees: What’s in Your Retirement Portfolio?
Address: Aaliamanu Military Reservation, Honolulu, HI
Date: April 27, 2023
Time: 10:00 AM-4:00 PM
Description: Investing wisely and avoiding fraud. Presentations by the SEC-LARO, the Social Security Administration, and the Federal Retirement Thrift Investment Board (TSP).


Investing Wisely and Safely for College Students, Careers with the SEC
Address: University of Hawaii at West Oahu
Date: April 27, 2023
Time: 12:30-3:30 PM
Description: The role of the SEC, planning wisely for your financial future, and possible career paths at the SEC.


Joint Base Pearl Harbor Hickam Naval Shipyard: What’s in Your Retirement Portfolio?
Address: Joint Base Pearl Harbor Hickam Naval Shipyard
Date: April 28, 2023
Time: 10:00 AM-4:00 PM
Description: Investing wisely and avoiding fraud. Presentations by the SEC-LARO, the Social Security Administration, and the Federal Retirement Thrift Investment Board (TSP).


Golden Futures 50+ Expo
Address: Pasadena, CA
Date: May 11, 2023
Time: All day
Description: SEC-staff resource table providing investor education literature and information for seniors.


UCLA Business and Law Investing Society: Investing Wisely and SEC Career Paths
Address: UCLA, Los Angeles, CA (virtual)
Date: May 14, 2023
Time: 6:00-7:00 PM
Description: The role of the SEC, planning wisely for your financial future, and possible career paths at the SEC.


UCLA Business and Law Investing Society: Investing Wisely and SEC Career Paths
Address: UCLA, Los Angeles, CA (virtual)
Date: May 14, 2023
Time: 6:00-7:00 PM
Description: The role of the SEC, planning wisely for your financial future, and possible career paths at the SEC.


Modified: Dec. 5, 2016

STAY CONNECTED
1 Twitter 2 Facebook 3RSS 4YouTube
6LinkedIn 8 Email Updates

About The SEC

  • Budget & Performance
  • Careers
  • Commission Votes
  • Contact
  • Contracts
  • Data Resources

Transparency

  • Accessibility & Disability
  • Diversity & Inclusion
  • FOIA
  • Inspector General
  • No FEAR Act & EEO Data
  • Ombuds
  • Whistleblower Protection

Websites

  • Investor.gov
  • Related Sites
  • USA.gov

Site Information

  • Plain Writing
  • Privacy & Security
  • Site Map
Return to Top