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Relationship Summary Filing Workflow on IARD & Web CRD®

Where do I file my Relationship Summary (IARD or Web CRD®)?

Below is a simplified overview of the relationship summary filing process in Web CRD® and IARD and is meant to provide a general outline of the steps that investment advisers and broker-dealers will take to file their relationship summaries. For more detailed filing instructions, please consult the Web CRD® or IARD Quick Reference Guides for CRS that have been linked below.

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Useful Links

  • Form CRS Instructions
  • Form CRS FAQs
  • IARD
  • IARD Quick Reference Guide for CRS
  • Web CRD®
  • Web CRD® Quick Reference Guide for CRS

*For purposes of Form CRS, a “retail investor” is a natural person, or the legal representative of such natural person, who seeks to receive or receives services primarily for personal, family or household purposes.

Modified: April 6, 2020

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