About the Office
The Office of the Chief Operating Officer (OCOO) develops and executes agency management policies. The OCOO works closely with the Chairman's Office to promote operational effectiveness, formulate budget policy, oversee the allocation and utilization of agency resources, promote management controls and financial integrity, manage the administrative support offices, and oversee the agency's information technology capital planning process.
OCOO also includes the Office of the Chief Risk Officer (OCRO), which is responsible for the agency’s enterprise risk management, internal controls, and audit liaison programs, as well as the Office of the Chief Data Officer (OCDO), which helps develop the SEC’s data management strategy and priorities.
The OCOO and its ancillary offices oversee agency-wide compliance with federal requirements enacted by the Congress and imposed by the Office of Management and Budget, Government Accountability Office, and Office of Personnel Management. The office also coordinates the agency's compliance with the Government Performance and Results Act of 1993.
Chief Operating Officer: Kenneth A. Johnson
The OCOO organization includes:
- EDGAR Business Office
Jeffrey Hickman, Director
- Office of Acquisitions
Vance Cathell, Director
- Office of Financial Management
Caryn Kauffman, Director & Chief Financial Officer
- Office of Human Resources
James McNamara, Director & Chief Human Capital Officer
- Office of Information Technology
David Bottom, Director & Chief Information Officer
- Office of Support Operations
Olivier Girod, Director (acting)
Contact the Office
Modified: Feb. 21, 2017