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Jan. 28, 2013

9:30 a.m.

Opening Remarks

  • Elisse B. Walter, SEC Chairman
  • M. Christine Jacobs and Stephen M. Graham, Advisory Committee Co-Chairs
  • Lona Nallengara, Acting Director of SEC Division of Corporation Finance
10:15 a.m.

Discussion and Consideration of Recommendations and Committee Statement:

  • Recommendation with regard to increasing tick sizes for securities of smaller companies traded on U.S. securities markets.
  • Recommendation with regard to encouraging the creation of a new exchange for small and emerging companies.
  • Recommendation with regard to expansion of Commission rules providing for scaled disclosure and other requirements for small public companies.
  • Statement of the Committee’s opinion with regard to disclosure requirements that are outside of the scope of the Commission’s mission.


1:15 p.m.

Continue Discussion & Consideration of Recommendations/Committee Statement

3 p.m.

Discussion of Next Steps/Closing Comments

3:30 p.m.

Meeting Concludes

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