Agenda

Opening Remarks

• Elisse B. Walter, SEC Chairman
• M. Christine Jacobs and Stephen M. Graham, Advisory Committee Co-Chairs
• Lona Nallengara, Acting Director of SEC Division of Corporation Finance

Discussion and Consideration of Recommendations and Committee Statement:

• Recommendation with regard to increasing tick sizes for securities of smaller companies traded on U.S. securities markets.
• Recommendation with regard to encouraging the creation of a new exchange for small and emerging companies.
• Recommendation with regard to expansion of Commission rules providing for scaled disclosure and other requirements for small public companies.
• Statement of the Committee’s opinion with regard to disclosure requirements that are outside of the scope of the Commission’s mission.

Lunch

Continue Discussion & Consideration of Recommendations/Committee Statement

Discussion of Next Steps/Closing Comments

Meeting Concludes