Agenda and Participants
9 a.m. |
Update from Co-Chairs of Advisory Committee |
9:15 a.m. |
Presentations and Discussion of Market Structure Issues and Impact on IPOs • Jay Ritter – Cordell Professor of Finance, Warrington College of Business Administration, University of Florida • David Weild – Chairman and CEO, Capital Markets Advisory Partners and Head of the Capital Markets Group of Grant Thornton LLP • Edward Kim – Managing Director, Capital Markets Advisory Partners and Managing Director of the Capital Markets Group of Grant Thornton LLP |
Noon |
Lunch and a Presentation by SEC Enforcement Staff on Compliance Risks Facing Small and Emerging Companies |
1 p.m. |
Presentations and Discussion of Disclosure Rules for Smaller Public Companies • Steven E. Bochner, Partner, Wilson Sonsini Goodrich & Rosati • Jeff Schwartz, Associate Professor, University of Utah, S.J. Quinney College of Law • Robert Bartlett, Professor of Law, University of California - Berkeley School of Law |
3:30 p.m. |
Discussion of Next Steps/Closing Comments |
4 p.m. |
Meeting Concludes |
Last Reviewed or Updated: Dec. 7, 2022