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SEC Meetings and Other Events
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SEC Meetings and Other Events
Joint Compliance Outreach Program for Municipal Advisors, Dealers, and Other Market Professionals
The SEC, Financial Industry Regulatory Authority (FINRA), and Municipal Securities Rulemaking Board (MSRB) are holding a virtual two-day compliance outreach program for municipal market professionals. -
SEC Meetings and Other Events
Compliance Outreach on Regulation S-P
The Securities and Exchange Commission is holding its third and final outreach event to help firms comply with amendments to Regulation S-P.
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The Office of Public Affairs maintains SEC.gov and the agency's intranet with the ultimate goal of keeping the SEC transparent, relatable, and accountable to taxpayers and employees alike.