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Commission Orders

The Commission orders listed below relate to NRSROs and are organized by category, including the registration of NRSROs and classes of credit ratings and exemptions from and enforcement of the federal securities laws.

Registration Orders and Notices

A.M. Best Rating Services, Inc. (formerly known as A.M. Best Company, Inc.)  

DBRS, Inc.

Egan-Jones Ratings Co.

Fitch Ratings, Inc.

HR Ratings de México, S.A. de C.V.

Japan Credit Rating Agency, Ltd.

Kroll Bond Rating Agency, Inc. (formerly known as Lace Financial Corp.)

Moody's Investors Service, Inc.

Morningstar Credit Ratings, LLC (formerly known as Realpoint LLC)

S&P Global Ratings (formerly known as Standard & Poor’s Ratings Services)

Other Orders Granting NRSRO Registration

Rating and Investment Information, Inc.  

Exemption Orders

Japan Credit Rating Agency, Ltd.
Kroll Bond Rating Agency, Inc. (formerly known as Lace Financial Corp.)
Morningstar Credit Ratings, LLC (formerly known as Realpoint LLC)

Other Exemption Orders

Administrative Proceeding Orders

DBRS, Inc.

Egan-Jones Ratings Co.

Kroll Bond Rating Agency, Inc. (formerly known as Lace Financial Corp.)

S&P Global Ratings (formerly known as Standard & Poor’s Ratings Services)
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