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Commission Orders and Notices

The Commission orders and notices listed below relate to NRSROs and are organized by category, including the registration of NRSROs and classes of credit ratings and exemptions from and enforcement of the federal securities laws.

Current NRSROs - Registration Orders and Notices

A.M. Best Rating Services, Inc. (formerly known as A.M. Best Company, Inc.)  

DBRS, Inc.

Egan-Jones Ratings Co.

Fitch Ratings, Inc.

HR Ratings de México, S.A. de C.V.

Japan Credit Rating Agency, Ltd.

Kroll Bond Rating Agency, Inc. (formerly known as Lace Financial Corp.)

Moody's Investors Service, Inc.

S&P Global Ratings (formerly known as Standard & Poor’s Ratings Services)

Exemption Orders

Japan Credit Rating Agency, Ltd.
Kroll Bond Rating Agency, Inc. (formerly known as Lace Financial Corp.)

Other Exemption Orders

Administrative Proceeding Orders

DBRS, Inc.

Egan-Jones Ratings Co.

Kroll Bond Rating Agency, Inc. (formerly known as Lace Financial Corp.)

Moody's Investors Service, Inc.
S&P Global Ratings (formerly known as Standard & Poor’s Ratings Services)

Previously Registered NRSROs - Orders and Notices 

Morningstar Credit Ratings, LLC (formerly known as Realpoint LLC and now a credit rating affiliate of DBRS, Inc.)
Rating and Investment Information, Inc.  
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