News and Events from the Fort Worth Regional Office

The Fort Worth Regional Office posts news and events happening in its jurisdiction. You may sign up to receive email updates.

Date Title
Fiscal Year 2027 Congressional Budget Justification and Annual Performance Plan; Fiscal Year 2025 Annual Performance Report
Dinari, Inc.
Re: OTCM Protocol — Supplemental Update to January 30, 2026 Written Submission Incorporating SEC Release No. 33-11412 (March 17, 2026) and Common Class B Share Architecture Adopted Following SEC Crypto Task Force Feedback (March 30, 2026)
Solana Policy Institute
Re: Request for Information Regarding National Securities Exchanges and Alternative Trading Systems Trading Crypto Assets
Re: Why Third-Party Tokenization of Publicly Traded Securities Should Not Require Issuer Approval
Re: Automated Market Makers and the Consistent Application of Securities Market Regulations
sFOX, Inc.
Re: Practitioner Input — Digital Asset Record Infrastructure Gap
Writing an Effective Accomplishment Record
SEC-CFTC Harmonization Initiative Meetings
Re: Written Submission to the Crypto Task Force and Project Crypto; Architectural Framework for the Tokenization of Real-World Assets on Digital Ledgers and Its Implications for the Commission’s Regulatory Framework
Re: Recommendations Regarding Recognition of Vaults as Satisfying SEC Qualified Custody and CFTC Segregation Requirements for Digital Assets
Subject: Submission of the Healthcare Operational Evidence and Compliance Framework
Re: Request for Information Regarding National Securities Exchanges and Alternative Trading Systems Trading Crypto Assets
Submission of the Global Authenticity, Consent, and Royalty Infrastructure Framework
Re: RFI Response to SEC RFI “And Then Some” and Linked FAQ
Interactive Data Public Test Suite
Re: Global Proof-of-Reality Infrastructure for AI, Media, and Economic Decisions
Re: Structural Enforcement Standards for Digital Assets
Re: Inquiry Regarding the Commission's Position on Scalable Regulatory Frameworks for the Tokenization of Real-World Assets, with Specific Reference to Residential and Commercial Real Estate
SEC Scholars Program
Re: Sports Integrity, Revenue Evidence, and Institutional Capital Formation Framework
Proof-of-State for Financial Solvency, Liquidity, and Economic Exposure: Examiner-Ready Evidence, Reconciliation, and Bounded Supervisory Access for Digitally Verifiable Financial States (Non-Normative)
Written Input to the SEC Crypto Task Force
Proof-of-State Infrastructure for the Real Economy
Potential SEC-CFTC Harmonization Initiatives
Re: Payments & Settlement Constitution: Stable-Value Rails, Tokenized Deposits, Wholesale Settlement, and Atomic DvP Finality
Payments & Settlement Constitution: Stable-Value Rails, Tokenized Deposits, Wholesale Settlement, and Atomic DvP Finality
Letter to the Crypto Task Force
2025 Annual Staff Report Relating to the Use of Form PF Data
Re: Record of Ownership Integrity & Reconciliation Pack: Examiner-Ready Evidence, Reconciliation Playbooks, and Offboarding Controls (Non-Normative)
Re: Programmable Privacy & Tiered Disclosure with ZKPs (Examiner-Safe Access): ZK-Backed Eligibility, Limits, and Evidence Artifacts for Tokenized Markets (Non-Normative)
SIFMA (Securities Industry and Financial Markets Association)
Re: Sovereign Bills & Private Credit Tokenization with Agentic Execution: Supervisory-Safe Bridge Patterns and Evidence Artifacts (NonNormative)
Re: The Ontology of the Token: A Structural Transatlantic Convergence Between the European Blockchain Sandbox and U.S. Regulatory Practice
Private Market Tokenization: SPVs, Venture Secondary & Tender Offers — Supervisory- Safe Operating Model and Evidence Artifacts (Non-Normative)
Douro Labs
Douro Labs
RE: Bank Deposit Stability & Stablecoin Yield: Supervisory-Safe Design Patterns and Evidence Artifacts (Non-Normative)
RE: Submission of the Companion Implementation Layer: Content-Addressed Evidence Storage
Op-Ed
Re: Non‑Custodial Wallet Software and Neutral User Interfaces
Scott W. Carr
From No-Action to No Doctrine
Subject: Modernizing investor accreditation for on-chain capital markets
Support for Project Crypto and Responsible Innovation and Integration within the U.S. Securities Markets
Re: OTCM Protocol - Updated Roadmap for Issuer-Authorized Tokenized Securities Aligned with SEC January 28, 2026 Guidance
sec–cftc-coordination-market-innovation-paradigm
Standardized Disclosure Schema + Evidence Pack + Exit/Liquidity Annex
Teresa Goody Guillen
RE: Market Integrity & Surveillance Evidence Kit
Frequently Asked Questions and Answers on Form D
Semiannual Management Report (January 2026)
RE: Tokenized U.S. Equities, DeFi Trading, and the SEC’s Exemptive Authority: An Economic Analysis
Cross-Border Evidence Portability & Supervisory Interoperability Pack (MoUEnabled)
Public Access Link (PAL)
DK Willard
Re: Proprietary Trading Firm Liquidity Provision Following Tokenized Equity DeFi Innovation Exemptions
Custody & Segregation Proof Kit: Examiner- Ready Evidence, Failure Scenarios, and Asset Return Protocols
2025 Agency Financial Report
Regulatory Institutionalization Pack: SRO Rulebook Outline + Rule-Filing Templates + Recordkeeping/CAT Crosswalk + SCI / Reg S-P Readiness
SIFMA
Operational Assurance & Examiner Enablement Kit: Technical Artifacts for Pilot Oversight
POLARIS 3.0 Framework: Advanced Technical-Regulatory Architecture for Digital Asset Market Integrity
MooneySummaryV1.docx
Ripple
Re: Request for Information Regarding National Securities Exchanges and Alternative Trading Systems Trading Crypto Assets — Request No. 16
Re: Input on Principles for Onchain Security and Investor Protection
Re: Tokenized U.S. Equity Securities & DeFi Trading Protocols
SIFMA SEC Rule Inventory
SIFMA SEC Rule Inventory
Holiday Greetings from SEC Chairman Paul Atkins and Staff
Custody Rule Modernization
RE: Recent Mischaracterization of Past SIFMA Comment Letters
RE: Operationalization & Conformance Track for Federated Identity and Compliance Infrastructure in Tokenized Securities Markets (U.S. Domestic Pilot)
Roundtable 1 – How We Got Here and How We Get Out: Defining Security Status Photo Gallery
Roundtable 2 – Between a Block and a Hard Place: Tailoring Regulation for Crypto Trading Photo Gallery
Roundtable 3: Know Your Custodian: Key Considerations for Crypto Custody Photo Gallery
Roundtable 4 – Tokenization - Moving Assets Onchain: Where TradFi and DeFi Meet Photo Gallery
Zack Tickman
Roundtable 5 – DeFi and the American Spirit Photo Gallery
RE: Additional Input to the SEC Crypto Task Force on the Regulation of Tokenized Securities Markets
RE: Supplemental Technical Framework: Institutional Signatory Integrity & Authentication Protocols
Re: Request for Comment on Innovative Methods to Detect Illicit Activity Involving Digital Assets (Docket No. TREAS-DO-2025-0009)
Concerned Crypto Enthusiast
DeFi Education Fund
Re: Responsible (Native) Staking Framework for Solana Exchange Traded Products
Crypto Task Force Roundtable Photo Gallery
Project Crypto Paul Atkins Speech Photo Gallery
Crypto Task Force Photo Galleries
Re: Exemptive Framework for Secondary Trading of Tokenized and Exempt Securities—Proposal for Qualified Disclosure Publisher Recognition
Federated Credential and Compliance Kernel for Tokenized Securities Markets
Sunshine Act Notice
Eurasian Stock Exchange
Strategic Enhancement Addendum: Tokenized Municipal Instruments Under Distributed Ledger Technology
Re: Ondo Finance - Roadmap for Tokenized Securities
Citadel Securities
RE: Statement of Professor J.W. Verret at the SEC Crypto Roundtable on Privacy and Surveillance
Daniel Bruno Corvelo Costa
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