News and Events from the Fort Worth Regional Office

The Fort Worth Regional Office posts news and events happening in its jurisdiction. You may sign up to receive email updates.

Date Title
RE: Follow up from Ripple – SEC Crypto Task Force Meeting
ISDA and SIFMA
Persistence Analytics Group LLC
Semiannual Management Report (May 2026)
How to Search for EDGAR Correspondence
The Innovation Advantage in Well-Regulated Markets
Consensys Software Inc.
Report Pursuant to Section 4 of Executive Order 14294, “Fighting Overcriminalization in Federal Regulations"
Narrowing the Section 404 Prohibition
RE: Petition for Rulemaking — Persistent-Enforcement Digital Asset Systems
Re: Summary of Recommendations for the SEC Crypto Task Force from Recent House Financial Services Testimony
Tokenization and the Future of Securities: Modernizing Our Capital Markets
Re: Staff Statement Regarding Broker-Dealer Registration of Certain User Interfaces Utilized to Prepare Transactions in Crypto Asset Securities; File No. 4-894
Octet, Variant Fund, and Arktouros PLLC
Trek Labs, Inc. and Barbour, Griffith & Rogers
Coin Center
The Digital Chamber
Blockaid, Inc. and Gibson, Dunn & Crutcher LLP
Re: Request for Information Regarding National Securities Exchanges and Alternative Trading Systems Trading Crypto Assets
The Digital Chamber
Re: Request for Information Regarding National Securities Exchanges and Alternative Trading Systems Trading Crypto Assets
Collab+Currency, as well as Students Arjun Yenamandra, Osian Guthrie, Hugo Okada, Jacob Handler, Rishab Rai, and Julia Ostroff
Re: Cryptographic Compliance Architecture for Tokenized Securities Markets: Two-Party MPC Signing, Fully Homomorphic Encryption, and the Regulatory Framework for Trustless Decentralized Infrastructure
Re: Automated Market Makers, Tokenized Securities, and Technology Neutrality
Alpaca Securities LLC and Lowenstein Sandler LLP
Re: Support for Coinbase Global Inc. – Letter on Third-Party Tokenization of Publicly Traded Securities
Blockchain Association
Re: SEC and CFTC Harmonization- Swap and Security-Based Swaps Data Reporting Regimes
Re: Ondo Finance – No-Action Request – Broker-Dealer Support of Customers’ Use of a Public Blockchain for Recordkeeping of Tokenized Security Entitlements
Wave Digital Assets LLC
RE: Economic Analysis of Decentralized Finance (“DeFi”) Applications “Safe Harbor” Proposal
QCP Capital Pte. Ltd., Winston & Strawn LLP, and McIntyre & Lemon, PLLC
Re: Citadel Securities Letter re: Tokenized U.S. Equity Securities & DeFi Trading Protocols
Fiscal Year 2027 Congressional Budget Justification and Annual Performance Plan; Fiscal Year 2025 Annual Performance Report
Dinari, Inc.
Re: OTCM Protocol — Supplemental Update to January 30, 2026 Written Submission Incorporating SEC Release No. 33-11412 (March 17, 2026) and Common Class B Share Architecture Adopted Following SEC Crypto Task Force Feedback (March 30, 2026)
Figure Technology Solutions, Inc.
Solana Policy Institute
Re: Request for Information Regarding National Securities Exchanges and Alternative Trading Systems Trading Crypto Assets
Re: Why Third-Party Tokenization of Publicly Traded Securities Should Not Require Issuer Approval
Re: Automated Market Makers and the Consistent Application of Securities Market Regulations
Groovy Company, Inc.
sFOX, Inc.
Re: Practitioner Input — Digital Asset Record Infrastructure Gap
Writing an Effective Accomplishment Record
SEC-CFTC Harmonization Initiative Meetings
Republic and C Guidry Law, PLLC
Re: Written Submission to the Crypto Task Force and Project Crypto; Architectural Framework for the Tokenization of Real-World Assets on Digital Ledgers and Its Implications for the Commission’s Regulatory Framework
Re: Recommendations Regarding Recognition of Vaults as Satisfying SEC Qualified Custody and CFTC Segregation Requirements for Digital Assets
Re: Request for Information Regarding National Securities Exchanges and Alternative Trading Systems Trading Crypto Assets
Ripple, Ripple Prime, and Katten Muchin Rosenman LLP
Re: RFI Response to SEC RFI “And Then Some” and Linked FAQ
InfoChat, Inc.
Interactive Data Public Test Suite
Re: Structural Enforcement Standards for Digital Assets
Re: Inquiry Regarding the Commission's Position on Scalable Regulatory Frameworks for the Tokenization of Real-World Assets, with Specific Reference to Residential and Commercial Real Estate
SEC Scholars Program
Written Input to the SEC Crypto Task Force
Yuma, Digital Currency Group, Inc., and Cooley LLP
Potential SEC-CFTC Harmonization Initiatives
Letter to the Crypto Task Force
2025 Annual Staff Report Relating to the Use of Form PF Data
Molecule AG and Cahill Gordon & Reindel LLP
SIFMA (Securities Industry and Financial Markets Association)
Re: The Ontology of the Token: A Structural Transatlantic Convergence Between the European Blockchain Sandbox and U.S. Regulatory Practice
Douro Labs
Douro Labs
Superform Labs and Manatt, Phelps & Phillips LLP
Op-Ed
Re: Non‑Custodial Wallet Software and Neutral User Interfaces
Scott W. Carr
From No-Action to No Doctrine
Subject: Modernizing investor accreditation for on-chain capital markets
Support for Project Crypto and Responsible Innovation and Integration within the U.S. Securities Markets
Re: OTCM Protocol - Updated Roadmap for Issuer-Authorized Tokenized Securities Aligned with SEC January 28, 2026 Guidance
sec–cftc-coordination-market-innovation-paradigm
Blue Gold Limited, Blockchain Intelligence Group, and Willkie Farr & Gallagher LLP
Securities Industry and Financial Markets Association, Cahill Gordon & Reindel LLP, Citadel Securities, and JPMorgan Chase & Co.
Teresa Goody Guillen
Bluprynt and Chainlink Labs
Frequently Asked Questions and Answers on Form D
Semiannual Management Report (January 2026)
RE: Tokenized U.S. Equities, DeFi Trading, and the SEC’s Exemptive Authority: An Economic Analysis
Restored Law PLLC, Indiana House, and Megawatt
Public Access Link (PAL)
CompliLedger
Flow Traders U.S. LLC
DK Willard
Re: Proprietary Trading Firm Liquidity Provision Following Tokenized Equity DeFi Innovation Exemptions
2025 Agency Financial Report
SIFMA
Finternet Global LLP and Bodin Advisory LLC
Injective Labs, Inc., Injective, LLC, and Injective Foundation
Lumia and Gibson, Dunn & Crutcher LLP
USIG Digital
MooneySummaryV1.docx
Ripple
Re: Request for Information Regarding National Securities Exchanges and Alternative Trading Systems Trading Crypto Assets — Request No. 16
Re: Input on Principles for Onchain Security and Investor Protection
Re: Tokenized U.S. Equity Securities & DeFi Trading Protocols
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