Date Title Division/Office
Investment Company Act Notice - Gemcorp Commodities Alternative Products Fund, et al. Investment Management
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Increase the Monthly Fee for 10 Gb Physical Ports Trading and Markets
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Increase the Monthly Fee for 10 Gb Physical Ports Trading and Markets
Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Increase the Monthly Fee for 10 Gb Physical Ports Trading and Markets
Litigation Release - Jose D. Rocha Enforcement
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Increase the Monthly Fee for 10 Gb Physical Ports Trading and Markets
Litigation Release - Dishant Gupta Enforcement
Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change, as modified by Partial Amendment No. 1, by the Options Clearing Corporation Concerning Modifications to OCC’s Recovery and Orderly Wind-Down (“RWD Plan” Trading and Markets
Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Increase the Monthly Fee for 10 Gb Physical Ports Trading and Markets
Statement on the President’s Working Group Recommendations Agency-Wide
Administrative Proceeding - Legacy Hospitality II, LLC, Legendary Capital REIT III, LLC, and Corey R. Maple Enforcement
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Increase the Monthly Fee for 10 Gb Physical Ports Trading and Markets
Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MBSD Rule 33 (Suspension of Rules in Emergency Circumstances) Trading and Markets
Investment Company Act Notice - Lord Abbett Private Credit Fund, et al. Trading and Markets
Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize NYSE Texas Rule 11.3110 with FINRA Rule 3110 Trading and Markets
Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to SQF Ports Trading and Markets
Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to SQF Ports Trading and Markets
Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to SQF Ports Trading and Markets
Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to SQF Ports Trading and Markets
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to SQF Port Fees Trading and Markets