What's New

Date Title Division/Office
Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Specify the Exchange’s Source of Data Feeds Trading and Markets
Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change to Revise the Definition of the Backtesting Charge Trading and Markets
Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Specify the Exchange’s Source of Data Feeds Trading and Markets
Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, Exchange Rule 307, Position Limits, and ... Trading and Markets
Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities to List and Trade Options on the VanEck Bitcoin Trust Trading and Markets
Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities, to List and Trade Options on the VanEck Bitcoin Trust Trading and Markets
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37-E to Specify the Exchange’s Source of Data Feeds Trading and Markets
Texas Stock Exchange LLC; Notice of Filing of Amendment No. 2 to an Application for Registration as a National Securities Exchange under Section 6 of the Securities Exchange Act of 1934 Trading and Markets
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rule 7.37E to Specify the Exchange’s Source of Data Feeds Trading and Markets
No Action Letter - Manappuram Finance Limited Corporation Finance
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Specify the Exchange’s Source of Data Feeds Trading and Markets
Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Increase the Monthly Fee for 10 Gb Physical Ports Trading and Markets
Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to ICC’s Clearing Participant Default Management Procedures & ICC Clearing Rules Trading and Markets
American Leadership in the Digital Finance Revolution Agency-Wide
Opinions and Adjudicatory Orders: Visionary Trading LLC, et al. Enforcement
Commission Opinions and Adjudicatory Orders: Regal Investment Advisors LLC, John A. Kailunas, II, and Brian D. Yarch Enforcement
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Rule Governing the Invesco Galaxy Ethereum ETF to Permit Staking Trading and Markets
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Permit the Generic Listing and Trading of Commodity-Based Trust Shares that Meet the Requirements Set Forth in Proposed Rule 14.11(e)(4) Trading and Markets
Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 9, B, Port Fees Trading and Markets
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change to Adopt Generic Listing Standards for Commodity-Based Trust Shares under Proposed Rule 5711(d) Trading and Markets