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Speeches and Statements

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

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Date Sort descending	Title	Speaker	Type
Dec. 23, 2020	Staff Statement Regarding Nasdaq Rule Proposal	Brett Redfearn	Statement
Oct. 28, 2020	Joint Statement Regarding Complex Financial Products and Retail Investors	Chairman Jay Clayton; Dalia Blass, Director, Division of Investment Management; William Hinman, Director, Division of Corporation Finance; Brett Redfearn, Director, Division of Trading and Markets	Statement
Oct. 8, 2020	Joint Statement Regarding New FAQs for Form CRS	Jay Clayton Dalia Blass Brett Redfearn	Statement
Aug. 21, 2020	Update on the Consolidated Audit Trail: Data Security and Implementation Progress	Jay Clayton Brett Redfearn Manisha Kimmel	Statement
Aug. 10, 2020	Statement on SEC Response to the Report of the President’s Working Group on Financial Markets	Jay Clayton, Chairman Dalia Blass, Director, Division of Investment Management Raquel Fox, Director, Office of International Affairs William Hinman, Director, Division of Corporation Finance Brett Redfearn, Director, Division of Trading and Markets Sagar Teotia, Chief Accountant	Statement
June 26, 2020	An Update on the Commission’s Targeted Regulatory Relief to Assist Market Participants Affected by COVID-19 and Ensure the Orderly Function of our Markets	Jay Clayton William Hinman Dalia Blass Brett Redfearn	Statement
June 22, 2020	Modernizing U.S. Equity Market Structure	Jay Clayton Brett Redfearn	Speech
June 3, 2019	The Nexus of Equity Market Structure and Investor Relations: Remarks at the 2019 Annual Conference of the National Investor Relations Institute	Brett Redfearn, Director, Division of Trading and Markets[1]	Speech
March 8, 2019	Equity Market Structure 2019: Looking Back & Moving Forward	Chairman Jay Clayton Brett Redfearn, Director, Division of Trading and Markets	Speech
Nov. 2, 2018	Statement on Enhancing Order Handling Disclosures	Brett Redfearn	Statement
Oct. 25, 2018	Opening Statement at the SEC Staff Roundtable on Market Data and Market Access	Brett Redfearn	Statement
Aug. 27, 2018	Statement on Status of the Consolidated Audit Trail	Brett Redfearn, Director, SEC Division of Trading and Markets	Statement
May 22, 2018	Remarks at the FINRA Annual Conference	Brett Redfearn	Speech
April 10, 2018	Remarks at the Equity Market Structure Symposium Sponsored by the University of Chicago and the STA Foundation	Brett Redfearn, Director, Division of Trading and Markets	Speech