Speeches and Statements Archive

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff prior to 2012.

Date Title Speaker Type
Dec. 21, 2001 Farewell Statement Isaac C. Hunt, Jr. Speech
Dec. 13, 2001 Testimony: H.R. 3406 and Repeal of the Public Utility Holding Company Act of 1935 Isaac C. Hunt, Jr. Testimony
Dec. 12, 2001 Testimony: Recent Events Relating to Enron Corporation Robert K. Herdman Testimony
Dec. 11, 2001 How to Prevent Future Enrons Harvey L. Pitt Speech
Dec. 7, 2001 Remarks before the Annual AICPA Conference Charles D. Niemeier Speech
Dec. 6, 2001 Remarks before the Investment Company Institute, Securities Law Developments Conference Stephen M. Cutler Speech
Dec. 6, 2001 Advancing Investors’ Interests Robert K. Herdman Speech
Dec. 6, 2001 The Evolving Mutual Fund Landscape: Adapting to the Challenges of Change Paul F. Roye Speech
Nov. 29, 2001 Remarks at the Consumer Federation of America Financial Services Conference Harvey L. Pitt Speech
Nov. 16, 2001 Remarks at the Fall Meeting of the ABA’s Committee on Federal Regulation of Securities Harvey L. Pitt Speech
Nov. 14, 2001 Remarks at the SEC Historical Society Major Issues Conference Harvey L. Pitt Speech
Nov. 9, 2001 Remarks at the Securities Industry Association Annual Meeting Harvey L. Pitt Speech
Nov. 8, 2001 Remarks at the PLI 33rd Annual Institute on Securities Regulation Harvey L. Pitt Speech
Oct. 26, 2001 Accountants as Gatekeepers – Adding Security and Value to the Financial Reporting System Isaac C. Hunt, Jr. Speech
Oct. 25, 2001 Keynote Address before the American Law Institute - American Bar Association Life Insurance Company Products Conference Paul F. Roye Speech
Oct. 22, 2001 Remarks Before the AICPA Governing Council Harvey L. Pitt Speech
Oct. 18, 2001 Compliance Professionals Play Proactive Defense Lori A. Richards Speech
Oct. 12, 2001 The Securities Industry: Some Thoughts on What Lies Ahead Laura Simone Unger Speech
Oct. 11, 2001 Investment Management Regulation Paul F. Roye Speech
Sep. 26, 2001 Testimony: the Condition of the U.S. Financial Markets Following the Recent Terrorist Attacks Harvey L. Pitt Testimony
Sep. 25, 2001 Implementing the New Privacy Regulations John H. Walsh Speech
Sep. 20, 2001 Testimony: the Condition of the U.S. Financial Markets Following the Recent Terrorist Attacks Harvey L. Pitt Testimony
Sep. 18, 2001 Debits and Credits in the New Economy Robert A. Bayless Speech
Sep. 10, 2001 Remarks Before the National Symposium on Investment Adviser Regulation Paul F. Roye Speech
Aug. 12, 2001 We’re Good But We Can Be Better Lynn E. Turner Speech