Speeches and Statements Archive

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff prior to 2012.

Date Title Speaker Type
Dec. 7, 1992 Failure to Supervise Liability for Legal and Compliance Personnel Richard Y. Roberts Speech
Dec. 3, 1992 Remarks Richard C. Breeden Speech
Dec. 1, 1992 The Future of the OTC Derivatives Market: Where Do We Go From Here J. Carter Beese, Jr. Speech
Nov. 24, 1992 Opening Remarks To Consider the Adoption of Amendments to the Net Capital Rule Richard C. Breeden Speech
Nov. 20, 1992 Securities Litigation Reform and Multiplicity of Securities Regulatory Schemes Richard Y. Roberts Speech
Nov. 13, 1992 Securities Market: Source of Capital for the 1990s and Beyond Richard C. Breeden Speech
Nov. 13, 1992 Promoting Small Business Capital Formation: The Role of the SEC Mary L. Schapiro Speech
Nov. 9, 1992 Pension Plans, Off-the-Page Sales, and Chinese Walls Richard Y. Roberts Speech
Nov. 6, 1992 Remarks Before the National Investor Relations Institute’s Fall Conference Mary L. Schapiro Speech
Nov. 6, 1992 Current Accounting Issues and Related Developments Affecting the Division of Corporation Finance (as of October 16, 1992) Robert A. Bayless Speech
Nov. 5, 1992 Bank Securities Activities: Tie Me Up, Tie Me Down, Tie Me Not Richard Y. Roberts Speech
Nov. 4, 1992 Remarks Richard C. Breeden Speech
Oct. 27, 1992 Remarks Richard C. Breeden Speech
Oct. 23, 1992 Shareholder Voting Rights and Transparency Richard Y. Roberts Speech
Oct. 22, 1992 Preserve Integrity of Municipal Securities Market Richard Y. Roberts Speech
Oct. 19, 1992 Jeeps in China: Strategies for Economic Growth Richard C. Breeden Speech
Oct. 18, 1992 Current Issues in Trading and Markets Richard Y. Roberts Speech
Oct. 15, 1992 Shareholder Communications and Executive Compensation Richard C. Breeden Speech
Oct. 14, 1992 Recent Trends Concerning Environmental Disclosure Richard Y. Roberts Speech
Oct. 9, 1992 Investor Protection: The Role of the SEC, the SROs, and the Industry in Preventing Sales Practice Abuses Mary L. Schapiro Speech
Oct. 5, 1992 Bank Tying: Current Rules, Current Authority, and Current Solutions Richard Y. Roberts Speech
Sep. 29, 1992 Mexico and the United States: Cross Border Financing and Access to Financial Services Mary L. Schapiro Speech
Sep. 28, 1992 Corporate Policies on Troublesome Subjects Richard Y. Roberts Speech
Sep. 17, 1992 Financial Markets at the Crossroads Richard C. Breeden Speech
Sep. 14, 1992 Securities Regulatory Reform Initiatives Richard Y. Roberts Speech