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Commission Speeches and Public Statements Archive: 1988

This index lists speeches and other public statements by the Chairman, Commissioners, and Staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.

Speeches and Statements by:

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1988 Speeches by the Chairman and Commissioners

Date Title Author
Fourth Quarter
Nov. 18, 1988 ...And Not To Yield, Committee on Federal Regulation of Securities of the Section of Business Law of the American Bar Association, Washington, D.C. Commissioner
Edward H. Fleischman
Nov. 10, 1988 International Mergers and Acquisitions: A View from the United States, Conference on International Mergers and Acquisitions in the 1990's, Piccadilly, London, England Commissioner
Joesph A. Grundfest
Nov. 9, 1988 International Cooperation in Securities Enforcement: A New United States Initiative, King's College, London, England Commissioner
Joseph A. Grundfest
Oct. 31, 1988 Great Expectations, Financial Executives Institute, New York City, New York Commissioner
Edward H. Fleischman
Oct. 21, 1988 Penny Stock Manipulation and the Small Investor, Twenty-First Annual Rocky Mountain-State-Federal-Provincial Securities Conference, Denver, Colorado Chairman
David S. Ruder
Oct. 20, 1988 October Recollections: The Future of the U.S. Securities Markets, Economic Club of Chicago, Chicago, Illinois Chairman
David S. Ruder
Oct. 12, 1988 "Perestroika" on Wall Street: The Future of Securities Trading, Financial Executives Institute's 57th Annual Conference, San Francisco, California Commissioner
Joseph A. Grundfest
Oct. 11, 1988 The Impact of Institutional Investors on Large Corporations, 27th Annual Corporate Counsel Institute, Chicago, Illinois Chairman
David S. Ruder
Sep. 26, 1988 Internationalization of the Securities Markets, Lecture Program of the School of Business Administration, The University of Wisconsin -- Milwaukee, Milwaukee, Wisconsin Chairman
David S. Ruder
Sep. 22, 1988 Underwriter Responsibilities in Municipal Bond Offerings After WPPSS, 37th Annual Dinner of the Investment Association of New York, New York, New York Chairman
David S. Ruder
Third Quarter
Sep. 21, 1988 October 19: A Partial Bibliography Commissioner
Joseph A. Grundfest
Sep. 19, 1988 Securities Markets in the Age of Global Competition, Presidential Leadership Summit, Washington, D.C. Chairman
David S. Ruder
Aug. 29, 1988 Globalization of the Securities Markets, First General Plenary Session of the U.S./Japan Bilateral Session: A New Era in Legal and Economic Relations, Tokyo, Japan Commissioner
Edward H. Fleischman
Aug. 19, 1988 The Role of Automation in the International Securities Markets, 125 Years' Jubilee of the Stockholm Stock Exchange, Stockholm, Sweden Chairman
David S. Ruder
Jul. 29, 1988 The "Unique Partnership" Between the SEC and the Self-Regulation Organizations, Legal Advisory Committee to the New York Stock Exchange Board of Directors, New York City, New York Commissioner
Edward H. Fleischman
Jul. 20, 1988 Would More Regulation Prevent Another Black Monday?, CATO Institute Policy Forum, Washington, D.C. Commissioner
Joseph A. Grundfest
Jul. 19, 1988 An American Perspective on the 1987 Stock Market Crash, 10th Asian Securities Analysts Council Conference, Research Institute of Investment Analysts Malaysia, The Kuala Lumpur Stock Exchange, Kuala Lumpur, Malaysia Commissioner
Charles C. Cox
Jul. 7, 1988 Opening Statement, SEC Open Meeting, Washington, D.C. Chairman
David S. Ruder
Second Quarter
Jun. 28, 1988 Corporate Issues, 1988 Conference of the American Society of Corporate Secretaries, Colorado Springs, Colorado Chairman
David S. Ruder
Jun. 20, 1988 The U.S.-Canadian Relationship in Securities Regulation: A Model of Regulatory Cooperation, 72nd Annual Meeting and Conference of the Investment Dealers Association of Canada, St. John's, Newfoundland, Canada Chairman
David S. Ruder
Jun. 13, 1988 Mutual Funds: Where Have all the People Gone?, Investment Company Institute's 1988 Mutual Fund Training Conference, Washington, D.C. Commissioner
Charles C. Cox
May 20, 1988 Management Buyouts and Leveraged Buyouts: Are the Critics Right?, Conference on Management Buyouts, New York University Graduate School of Business Administration, New York, New York Commissioner
Joseph A. Grundfest
May 19, 1988 The Challenges of Internationalization of the Securities Markets, World Affairs Council of Philadelphia, Philadelphia, Pennsylvania Chairman
David S. Ruder
May 12, 1988 Observations on Black Monday, Federal Reserve Bank of Chicago Conference on Bank Structure and Competition Commissioner
Joseph A. Grundfest
May 10, 1988 Concerning the Report of the National Commission on Fraudulent Financial Reporting, 7th Annual SEC and Financial Reporting Institute Conference, Los Angeles, California Chairman
David S. Ruder
Apr. 25, 1988 The Internal Auditor's Role in Deterring, Detecting, and Reporting of Financial Frauds, Institute of Internal Auditors' Business Issues and Audit Conference, Washington, D.C. Chairman
David S. Ruder
Apr. 18, 1988 SEC-NASAA Cooperation: The Next Generation, SEC/NASAA Section 19(c) Conference, Washington, D.C. Chairman
David S. Ruder
First Quarter
Mar. 25, 1988 Securities and Exchange Commission Initiatives Regarding Securities Market Reform and Bank Securities Activities, American Bar Association, Section of Corporation, Banking and Business Law Annual Spring Meeting, Philadelphia, Pennsylvania Chairman
David S. Ruder
Mar. 21, 1988 A Changing Environment for Investment Companies, 1988 Mutual Funds and Investment Advisers Conference, Tucson, Arizona Chairman
David S. Ruder
Mar. 11, 1988 Job Loss And Takeovers, Third Annual Colloquium on Corporate Law and School Policy, University of Toledo College of Law Commissioner
Joseph A. Grundfest
Mar. 10, 1988 The Evolution of Disclosure Regulation by the Securities and Exchange Commission, 10th Annual Conference on Securities Regulation and Business Law Problems, Austin, Texas Chairman
David S. Ruder
Feb. 23, 1988 SEC Responses to Securities Market Problems After October 1987, Conference Board, New York, New York Chairman
David S. Ruder
Feb. 18, 1988 The October Market Break: A Stimulant to United States-Japanese Cooperative Securities Regulation, Keidanren, Tokyo, Japan Chairman
David S. Ruder
Jan. 26, 1988 Is the Sky Really Falling? The State of Insider Trading Law After the Winans Decision, Federal Bar Association Luncheon, National Lawyers' Club, Washington, D.C. Commissioner
Joseph A. Grundfest
Jan. 5, 1988 Remarks Concerning the Commission's Full Disclosure Program and the Accounting Profession -- Current Issues and Ongoing Improvements, 1988 Fifteenth Annual AICPA National Conference Chairman
David S. Ruder

1988 Speeches and Statements by Commission Staff

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Date Title Author
Nov. 19, 1988 Securities and Exchange Commission Amicus Participation In Private Securities Litigation, 1988 Annual Fall Meeting, American Bar Association, Federal Regulation of Securities Committee, Washington, D.C. Daniel L. Goelzer, General Counsel

http://www.sec.gov/news/speech/speecharchive/1988speech.shtml


Modified: 10/16/2014