Speeches and Statements Archive

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff prior to 2012.

Date Title Speaker Type
Dec. 19, 1986 Dual Class Capitalization: Solutions in Search of Problems Charles C. Cox Speech
Nov. 22, 1986 Redefining “Public Offering or Distribution” for Today Linda C. Quinn Speech
Nov. 20, 1986 The Law of Insider Trading -- How They Get Caught Charles C. Cox Speech
Nov. 17, 1986 Internationalization: A Prediction Has Become Reality Aulana L. Peters Speech
Nov. 13, 1986 Public Accounting at the Crossroads Charles C. Cox Speech
Nov. 10, 1986 Competition and Regulation in Global Securities Markets: What can the Corporate Issuer Expect? Aulana L. Peters Speech
Nov. 5, 1986 The New Technology of Finance Joseph A. Grundfest Speech
Oct. 24, 1986 State Versus Federal Regulation: Balancing the Interests Aulana L. Peters Speech
Oct. 21, 1986 The Global Equity Market -- An Enforcement Perspective Gary Lynch Speech
Oct. 19, 1986 Preliminary and Partial Observations on Program Trading and Investor Confidence Joseph A. Grundfest Speech
Oct. 17, 1986 Insider Trading, Program Trading and Internationalziation of the Securities Markets John S. R. Shad Speech
Oct. 15, 1986 Peters vs Peters Internationalization: Are the Regulators Ready? Aulana L. Peters Speech
Oct. 3, 1986 Small Issuer Disclosure Policy and the Fringes of “Merit Regulation” Charles C. Cox Speech
Sep. 25, 1986 Investment Companies, Financial Futures and Related Options - The SEC Perspective Mary John Hoene Speech
Sep. 11, 1986 The Future Course of SEC Regulation Charles C. Cox Speech
Aug. 13, 1986 Ancillary Relief and Remedies: Does the SEC Need More Clout? Aulana L. Peters Speech
Jul. 16, 1986 Internationalization of the Capital Markets: The Experience of the U.S. Securities and Exchange Commission Charles C. Cox Speech
Jul. 16, 1986 International Securities Markets Benefits and Challenges John S. R. Shad Speech
Jun. 25, 1986 A Time of Crisis: Current Issues Facing the Accounting Profession Aulana L. Peters Speech
Jun. 20, 1986 To Catch a Thief: Recent Developments in Insider Trading Law and Enforcement Joseph A. Grundfest Speech
Jun. 20, 1986 The Evolving Capital Market System: A Regulator’s Perspective Aulana L. Peters Speech
May. 21, 1986 Functional Regulation - The Concept and its Applications John S. R. Shad Speech
May. 5, 1986 Functional Regulation -- New SEC Powers and Regulatory Trends Daniel L. Goelzer Speech
May. 1, 1986 Enforcing the Securities Laws: A Search for Priorities Joseph A. Grundfest Speech
Apr. 11, 1986 Misperceptions John S. R. Shad Speech