Speeches and Statements Archive

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff prior to 2012.

Date Title Speaker Type
Dec. 11, 1985 The Securities Industry and Markets: Past, Present and Future John S. R. Shad Speech
Dec. 9, 1985 Enforcement and the In-House Professional David N. Powers Speech
Nov. 21, 1985 Business and the First Amendment Aulana L. Peters Speech
Nov. 18, 1985 Market Information and Investor Relations Aulana L. Peters Speech
Nov. 12, 1985 When Corporate America Talks: The Differing Uses of Corporate Disclosure Charles C. Cox Speech
Nov. 12, 1985 International Legal Assistance in Securities Law Enforcement Michael D. Mann Speech
Oct. 31, 1985 Good Compliance Is Good Business Kathryn B. McGrath Speech
Oct. 29, 1985 Major Efforts and Issues at the SEC John S. R. Shad Speech
Oct. 29, 1985 Rumors in the Casino -- The Impact on the SEC’s Enforcement Program of the Use and Abuse of Market Sensitive Information Daniel L. Goelzer Speech
Oct. 25, 1985 The New Transfer Agent: Past Progress, Future Prospects Charles C. Cox Speech
Oct. 18, 1985 Making the Punishment Fit the Crime -- A Look at SEC Enforcement Remedies Charles C. Cox Speech
Oct. 16, 1985 Ancillary Relief and Remedies: Exotic, Extraordinary or Just Plain Effective? Aulana L. Peters Speech
Oct. 6, 1985 The National Market System: Thoughts on Past and Future Developments Aulana L. Peters Speech
Sep. 27, 1985 The Level Regulatory Playing Field for the Securities Markets Aulana L. Peters Speech
Jun. 25, 1985 Disclosure and Investor Confidence -- The United States Experience Charles C. Cox Speech
Jun. 10, 1985 A South-of-the-Border Perspective on the Internationalization of the Capital Markets Aulana L. Peters Speech
Jun. 1, 1985 Tender Offers: The Arguments and the Evidence Charles C. Cox Speech
May. 29, 1985 The Future Outlook for Securities Processing Regulation Richard G. Ketchum Speech
May. 16, 1985 The Accounting Profession: The Challenges of the 1980’s Aulana L. Peters Speech
May. 8, 1985 Functional Regulation: Old and New Applications Aulana L. Peters Speech
May. 7, 1985 Major Efforts and Issues at the SEC John S. R. Shad Speech
Apr. 24, 1985 Introducing EDGAR Charles C. Cox Speech
Apr. 19, 1985 Fair Presentation Clarence Sampson Speech
Apr. 19, 1985 SEC Litigation: Thoughts on When to Settle and Try Cases Aulana L. Peters Speech
Mar. 15, 1985 Investor Protection: The First Line of Defense Aulana L. Peters Speech