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Commission Speeches and Public Statements Archive: 1985

This index lists speeches and other public statements by the Chairman, Commissioners, and Staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.

Speeches and Statements by:

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1985 Speeches by the Chairman and Commissioners

Date Title Author
Fourth Quarter
Dec. 11, 1985 The Securities Industry and Markets: Past, Present and Future, National Press Club, Washington, D.C. Chairman
John S. R. Shad
Nov. 21, 1985 Business and the First Amendment, The American Bar Association Forum Committee on Communications Law and the Federal Regulation of Securities Committee of the Section of Corporation, Banking and Business Law, Washington, D.C. Commissioner
Aulana L. Peters
Nov. 19, 1985 When Corporate America Talks: The Differing Uses of Corporate Disclosure, Fourth Annual Conference on Current Financial Issues, Financial Executives Institute, New York, New York Commissioner
Charles C. Cox
Nov. 18, 1985 Market Information and Investor Relations, The National Investor Relations Institute 1985 Fall Conference, Boston, Massachusetts Commissioner
Aulana L. Peters
Nov. 12, 1985 When Corporate America Talks: The Differing Uses of Corporate Disclosure, Fourth Annual Conference on Current Financial Issues, Financial Executives Institute, San Francisco, California Commissioner
Charles C. Cox
Oct. 29, 1985 Major Efforts and Issues at the SEC, Council of Institutional Investors First Annual Meeting, Atlanta, Georgia Chairman

John S. R. Shad
Oct. 25, 1985 The New Transfer Agent: Past Progress, Future Prospects, The Stock Transfer Association, Inc. 1985 Annual Meeting and Conference Program, Scottsdale, Arizona Commissioner
Charles C. Cox
Oct. 18, 1985 Making the Punishment Fit the Crime -- A Look at SEC Enforcement Remedies, Eighteenth Annual Rocky Mountain State-Federal-Provincial Cooperative Securities Conference, Denver, Colorado Commissioner
Charles C. Cox
Oct. 16, 1985 Ancillary Relief and Remedies: Exotic, Extraordinary or Just Plain Effective?, 1985 Los Angeles Securities Regulation Seminar, Los Angeles, California Commissioner
Aulana L. Peters
Oct. 6, 1985 The National Market System: Thoughts on Past and Future Developments, The National Securities Traders Association Annual Convention, Boca Raton, Florida Commissioner
Aulana L. Peters
Third Quarter
Sep. 27, 1985 The Level Regulatory Playing Field for the Securities Markets, The San Francisco Institute on Financial Services, University of San Francisco School of Law, San Francisco, California Commissioner
Aulana L. Peters
Second Quarter
Jun. 25, 1985 Disclosure and Investor Confidence -- The United States Experience, The Tenth Annual Conference of the Interamerican Conference of Securities Commissions and Similar Organizations, Cartogena, Colombia Commissioner
Charles C. Cox
Jun. 10, 1985 A South-of-the-Border Perspective on the Internationalization of the Capital Markets, Investment Dealers Association of Canada, Quebec City, Quebec, Canada Commissioner
Aulana L. Peters
Jun. 1, 1985 Tender Offers: The Arguments and the Evidence, 1985 National Conference of the American Society of Corporate Secretaries, Boca Raton, Florida Commissioner
Charles C. Cox
May 16, 1985 The Accounting Profession: The Challenges of the 1980's, University of Southern California SEC and Financial Reporting Institute, Los Angeles, California Commissioner
Aulana L. Peters
May 8, 1985 Functional Regulation: Old and New Applications, Ray Garrett, Jr. Corporate and Securities Law Institute, Northwestern University, Chicago, Illinois Commissioner
Aulana L. Peters
May 7, 1985 Major Efforts and Issues at the SEC, Society of American Business and Economic Writers Chairman
John S. R. Shad
Apr. 24, 1985 Introducing EDGAR, A Seminar Dealing with the SEC's New Electronic Information System, Arthur Andersen & Co.; Finanicial Executives Institute; Packard Press Corporation; Philadelphia Stock Exchange; Wolf, Block, Schorr and Solis-Cohen, Philadelphia, Pennsylvania Commissioner
Charles C. Cox
Apr. 19, 1985 SEC Litigation: Thoughts on When to Settle and Try Cases, The Washington Bar Association, Washington, D.C. Commissioner
Aulana L. Peters
First Quarter
Mar. 15, 1985 Investor Protection: The First Line of Defense, Brooklyn Law School's A Securities Regulation Symposium, New York, New York Commissioner
Aulana L. Peters
Mar. 8, 1985 Investor Protection, the SEC, and the Independent Auditor, The Metropolitan Washington, D.C. Chapter of the National Association of Black Accountants, Washington, D.C. Commissioner
Aulana L. Peters
Mar. 1, 1985 SEC Speaks 1985, Practicing Law Institute, Washington, D.C. Chairman
John S. R. Shad
Feb. 25, 1985 Keynote Address, SEC Securities Immobilization Workshops Chairman
John S. R. Shad
Feb. 23, 1985 Ancillary Relief and Remedies: Exotic, Extraordinary or Just Plain Effective?, The Washington State Bar Association Northwest Securities Institute, Seattle, Washington Commissioner
Aulana L. Peters
Feb. 20, 1985 Economic Forum on Tender Offers Chairman
John S. R. Shad
Feb. 14, 1985 Budget Deficits, Capital Formation and the State-Federal Relationship Under the Federal Securities Laws, Second Annual Securities and Exchange Commission North American Securities Administrators Association State-Federal Securities Conference, Williamsburg, Virginia Commissioner
Charles L. Marinaccio
Feb. 5, 1985 Current Concerns of the Commission, The Brookings Institution Conference for Business Executives on Understanding Federal Government Operations, Washington, D.C. Commissioner
Charles C. Cox
Jan. 23, 1985 Looking for the Perfect Enforcement Remedy, The University of California Twelfth Annual Securities Regulation Institute, San Diego, California Commissioner
James C. Treadway, Jr.
Jan. 9, 1985 The State of the World of Accounting -- Thoughts About the Past, Present and Future, 1985 Twelfth Annual AICPA National Conference on Current SEC Developments, Washington, D.C. Commissioner
James C. Treadway, Jr.
Jan. 9, 1985 Public Policy Issues Concerning the Subjects of Tender Offers and the Developing International Equities Market, Chicago Regional Group of the American Society of Corporate Secretaries, Chicago, Illinois Commissioner
Charles L. Marinaccio

1985 Speeches and Statements by Commission Staff

Date Title Author
Fourth Quarter
Dec. 9, 1985 Enforcement and the In-House Professional, The SEC Institute Annual SEC Reporting Forum, Washington, D.C. David N. Powers, Counsel to Commissioner
Aulana L. Peters
Nov. 12, 1985 International Legal Assistance in Securities Law Enforcement, Seminar on Swiss Capital Market Law -- Status And Perspectives, Zurich, Switzerland Michael D. Mann, Chief, Office of International Legal Assistance, Division of Enforcement
Oct. 31, 1985 Good Compliance Is Good Business, 1985 ICI/SEC Procedures Conference, Washington, D. C. Kathryn B. McGrath, Director, Division of Investment Management
Oct. 29, 1985 Rumors in the Casino -- The Impact on the SEC's Enforcement Program of the Use and Abuse of Market Sensitive Information, 10th Annual Securities Law for the Wisconsin Practitioner, Milwaukee, Wisconsin Daniel L. Goelzer, General Counsel
Third Quarter
No speeches are available for this quarter.
Second Quarter
May 29, 1985 The Future Outlook for Securities Processing Regulation, Operations Conference Securities Industry Association Richard G. Ketchum, Director, Division of Market Regulation
Apr. 19, 1985 Fair Presentation, American Accounting Association Northeast Regional Meeting, Syracuse University, Syracuse, New York Clarence Sampson, Chief Accountant
First Quarter
Jan. 16, 1985 "The Debate on Hostile Takeovers" or Is T. Boone Pickens Good or Bad for Society, The D.C. Bar, Washington, D.C. Gregg A. Jarrell, Chief Economist
Jan. 4, 1985 Recent Civil and Criminal Prosecutions of Insider Trading Violations, Washington, D.C. Gary Lynch, Associate Director, Division of Enforcement

http://www.sec.gov/news/speech/speecharchive/1985speech.shtml


Modified: 10/16/2014