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Commission Speeches and Public Statements Archive: 1983

This index lists speeches and other public statements by the Chairman, Commissioners, and Staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.

Speeches and Statements by:

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1983 Speeches by the Chairman and Commissioners

Date Title Author
Fourth Quarter
Dec. 7, 1983 Outline of Remarks to Peat, Marwick & Mitchell, SEC Partners Commissioner
James C. Treadway, Jr.
Dec. 6, 1983 Statement Regarding the Application of the Chicago Mercantile Exchange for Designation as a Contract Market for Proposed Futures Contract on Standard & Poor's Energy Index, Commodity Futures Trading Commission Commissioner
James C. Treadway, Jr.
Dec. 1, 1983 Causes and Consequences, Securities Industry Association, Boca Raton, Florida Chairman
John S. R. Shad
Nov. 10, 1983 Investor Relations and the SEC, National Investors Relations Institute, Washington, D.C. Chairman
John S. R. Shad
Nov. 3, 1983 The Commission' s Enforcement Program and the Integrity of Financial Statements, Sixteenth Annual Securities Regulatory Seminar, Los Angeles, California Commissioner
James C. Treadway, Jr.
Oct. 25, 1983 The U.S. Experience -- Federal Regulation with Cooperation, "The City and Self-Regulation" CSI/Institute of Chartered Accountants Conference, London, England Commissioner
Barbara S. Thomas
Oct. 21, 1983 Competition and Takeovers in America, Financial Times Conference, Competition, Mergers, Aquisitions, Buy-Outs And Public Policy, London, England Chairman
John S. R. Shad
Oct. 17, 1983 Shareholder Activism and Corporate Ethics - The Government as Referee, The Leroy Jeffers Memorial Lectures on Theology and Law, Houston, Texas Commissioner
James C. Treadway, Jr.
Oct. 9, 1983 Post-War Trends and Recent Developments in the Market and at the SEC, National Security Traders Association, Boca Raton, Florida Chairman
John S. R. Shad
Oct. 8, 1983 An Overview of Rule 415 and Some Thoughts About the Future, Securities Industry Association, Thirteenth Annual Meeting, Middle Atlantic District, Hot Springs, Virginia Commissioner
James C. Treadway, Jr.
Oct. 6, 1983 Management Buyouts: Are Public Shareholders Getting a Fair Deal?, International Bar Association, Toronto, Ontario, Canada Commissioner
Bevis Longstreth
Third Quarter
Sep. 29, 1983 A Seamless Web: Banks, New Activities and Disclosure, Third Annual Seminar, Securities Activities of Banks, New York, New York Commissioner
James C. Treadway, Jr.
Jul. 31, 1983 Panel Discussion on the Prospects for the Reordering or Restructuring of the Regulation of Financial Services, American Bar Association, Annual Meeting, Atlanta, Georgia Commissioner
Bevis Longstreth
Second Quarter
Jun. 28, 1983 Glass-Steagall -- Who Should Decide?, Executive Committees of Bank Investments and Funds Mgt. Divisions, American Bankers Association, Washington, D.C. Commissioner
John R. Evans
Jun. 23, 1983 Shareholder Proposal Rule, Edison Electric Institute Seminar on Current SEC Developments, Washington, D.C. Commissioner
James C. Treadway, Jr.
Jun. 9, 1983 Developments in the Regulation of Accounting and Financial Disclosure Under the Federal Securities Acts, Conference on New Trends in Accounting and Financial Reporting, Machinery and Allied Products Institute, Arlington, Virginia Commissioner
John R. Evans
Jun. 2, 1983 Insider Trading and the Duty Analysis After Chiarella, ALI-ABA, Securities Litigation Program, Boston, Massachusetts Commissioner
James C. Treadway, Jr.
Jun. 1, 1983 Market Structure for the '80s -- The SEC at a Crossroads, National Institute on Securities Regulation 1983, University of Colorado, Boulder, Colorado Commissioner
Bevis Longstreth
May 12, 1983 The Impact of Expanded Banking Activities Upon the Securities Industry, Securities Industry in the 1980's Conference, Atlanta, Georgia Chairman
John S. R. Shad
May 5, 1983 The Securities and Exchange Commission: Some History and Future, Washington & Lee University, Lexington, Virginia Commissioner
James C. Treadway, Jr.
May 5, 1983 The Roles of the SEC and FASB in Providing Timely Guidance on Emerging Accounting Issues, American Society of Women Accountants New York Chapter, New York City, New York Commissioner
Barbara S. Thomas
Apr. 29, 1983 The Shelf Rule: An Interim Appraisal, Securities Industry Association, Colorado Springs, Colorado Commissioner
Barbara S. Thomas
Apr. 29, 1983 The SEC's Role in Financial Disclosure, Eighth AICPA National Conference for CPAs in Industry, Denver, Colorado Commissioner
Bevis Longstreth
Apr. 15, 1983 Current Developments in the Definition of a Security, ALI-ABA Course of Study "Regulation D Offerings of Limited Partnerships and Corporate Capital Raising: At the Commission and in Practice", Washington, D.C. Commissioner
James C. Treadway, Jr.
Apr. 13, 1983 Are "Cooked Books" a Failure of Corporate Governance?, American Society of Corporate Secretaries, Inc., Cleveland, Ohio Commissioner
James C. Treadway, Jr.
Apr. 12, 1983 Remarks, National Advisory Council, Senate Committee on Small Business, Washington, D.C. Commissioner
John R. Evans
Apr. 8, 1983 Are "Cooked Books" a Failure of Corporate Governance?, Third Annual Southern Securities Institute, Miami Beach, Florida Commissioner
James C. Treadway, Jr.
Apr. 8, 1983 Open Letter to Bush Task Group on Regulation of Financial Services and Wirth Commission on Capital Markets, The American Assembly, Columbia University, New York, New York Commissioner
Bevis Longstreth
Apr. 7, 1983 Some History, Georgia Southern University, Statesboro, Georgia Commissioner
James C. Treadway, Jr.
Apr. 6, 1983 Amending the Shareholder Proposal Rule: A New Approach, Conference of the Corporate Transfer Agents Association, New York, New York Commissioner
Barbara S. Thomas
First Quarter
Mar. 24, 1983 Corporate Governance for Mutual Funds -- Is it Ready for a Change, 1983 Mutual Funds and Investment Management Conference, Federal Bar Association and Commerce Clearing House, Inc., Palm Springs, California Commissioner
John R. Evans
Mar. 23, 1983 The Glass-Steagall Act and the Securities and Exchange Commission, Mutual Funds and Investment Management Conference, Palm Springs, California Commissioner
James C. Treadway, Jr.
Mar. 11, 1983 "Cooked Books": Just Old, Unappetizing Recipes, Institute for Corporate Counsel, Los Angeles, California Commissioner
James C. Treadway, Jr.
Mar. 11, 1983 Insider Trading: An Internal Problem with International Implications, Conference of the International Faculty for Corporate and Capital Market Law, Paris, France Commissioner
Barbara S. Thomas
Mar. 2, 1983 "Cooked Books": No New Recipes, The Securities Law Committee of the Federal Bar Association, Washington, D.C. Commissioner
James C. Treadway, Jr.
Feb. 26, 1983 "Cooked Books": No New Recipes, The Third Annual Northwest Securities Institute, Seattle, Washington Commissioner
James C. Treadway, Jr.
Feb. 10, 1983 In Search of a New Safety Net for the Financial Services Industry, New York Regional Group of the American Society of Corporate Secretaries, New York, New York Commissioner
Bevis Longstreth
Jan. 24, 1983 Changing Financial Services and Regulation, North American Securities Administrators Association, Financial Institutions Forum, Baltimore, Maryland Commissioner
John R. Evans
Jan. 18, 1983 Remarks Before the Committee on Commodities Regulation, ABA Section of Corporation, Banking & Business Law, Cerromar Beach, Puerto Rico Commissioner
James C. Treadway, Jr.
Jan. 12, 1983 The Accounting Profession's Self-Regulatory Program and the SEC's Oversight Role, AICPA Tenth National Conference on Current SEC Developments, Washington, D.C. Commissioner
Barbara S. Thomas

http://www.sec.gov/news/speech/speecharchive/1983speech.shtml


Modified: 10/16/2014