Speeches and Statements Archive

Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff prior to 2012.

Date Title Speaker Type
Dec. 1, 1971 A Sense of Confidence, Direction and Movement William J. Casey Speech
Nov. 18, 1971 Responsibilities and Liabilities in Corporate Life William J. Casey Speech
Nov. 5, 1971 Article: “SEC Commissioner Urges American Business to Give More Attention to Consumers” James J. Needham Speech
Oct. 22, 1971 The Broker-Dealer Quest for Capital and Problems of Self-Underwriting Hugh F. Owens Speech
Oct. 21, 1971 Corporate Responsibility seen from the SEC William J. Casey Speech
Oct. 18, 1971 Current Problems in the Mutual Fund Area William J. Casey Speech
Oct. 7, 1971 The Changing Environment for Private Pension Plans William J. Casey Speech
Oct. 5, 1971 Conflict of Interest Problems in the Securities Industry Hugh F. Owens Speech
Sep. 8, 1971 Responsibility for and Questions on the Structure of the American Securities Market William J. Casey Speech
Jun. 17, 1971 The Public Interest in our Securities Markets William J. Casey Speech
Jun. 7, 1971 Financial Information and SEC Policies in the Light of Changing National Priorities William J. Casey Speech
May. 17, 1971 Restructuring the Securities Industry James J. Needham Speech
May. 6, 1971 Investment Adviser Responsibilities and Recent S.E.C. Developments Hugh F. Owens Speech
May. 5, 1971 Evolution in the Capital Markets William J. Casey Speech
Apr. 22, 1971 Remarks Richard B. Smith Speech
Apr. 16, 1971 Remarks Richard B. Smith Speech
Apr. 1, 1971 Remarks James J. Needham Speech
Feb. 8, 1971 A Piece of Paper Revisited Richard B. Smith Speech
Jan. 13, 1971 Securities and Exchange Commission Developments Hugh F. Owens Speech