Official announcements highlighting recent actions taken by the SEC and other newsworthy information.  To view Press Releases prior to 2012, view the Press Release Archive.

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Press Releases Table

Release No.
Date: Headline: SEC Names Nathaniel H. Benjamin as Director of the Office of Minority and Women Inclusion Release No.:2024-52
Date: Headline: SEC Charges Audit Firm BF Borgers and Its Owner with Massive Fraud Affecting More Than 1,500 SEC Filings Release No.:2024-51
Date: Headline: SEC Small Business Advisory Committee to Discuss Regulation Crowdfunding and the State of Angel Investing Release No.:2024-50
Date: Headline: SEC Staff Publishes New Registered Fund Statistics Report Release No.:2024-49
Date: Headline: SEC’s Division of Investment Management to Host Second Annual Conference on Emerging Trends in Asset Management Release No.:2024-48
Date: Headline: SEC Issues Second Fee Rate Advisory for Fiscal Year 2024 Release No.:2024-47
Date: Headline: SEC Charges Five Investment Advisers for Marketing Rule Violations Release No.:2024-46
Date: Headline: Register for the SEC’s 43rd Annual Small Business Forum April 16-18 Release No.:2024-45
Date: Headline: SEC Charges Advisory Firm Senvest Management with Recordkeeping and Other Failures Release No.:2024-44
Date: Headline: SEC Encourages Investors to Plan for Their Financial Future During Financial Capability Month Release No.:2024-43
Date: Headline: SEC Adopts Reforms Relating to Investment Advisers Operating Exclusively Through the Internet Release No.:2024-42
Date: Headline: SEC Seeks Candidates for Investor Advisory Committee Release No.:2024-41
Date: Headline: SEC Charges Former Arista Networks Chairman Andy Bechtolsheim with Insider Trading Release No.:2024-40
Date: Headline: SEC’s OMWI FY 2023 Annual Report Highlights the Agency’s Diversity, Equity, Inclusion and Accessibility Initiatives and Progress Release No.:2024-39
Date: Headline: SEC, NASAA, and Georgia Secretary of State to Host Investor Roundtables at University of North Georgia and Dalton State College Release No.:2024-38
Date: Headline: Genesis Agrees to Pay $21 Million Penalty to Settle SEC Charges Release No.:2024-37
Date: Headline: SEC Charges Two Investment Advisers with Making False and Misleading Statements About Their Use of Artificial Intelligence Release No.:2024-36
Date: Headline: SEC Charges 17 Individuals in $300 Million Crypto Asset Ponzi Scheme Targeting the Latino Community Release No.:2024-35
Date: Headline: SEC Charges Tallgrass Energy’s Former Board Member Roy Cook and Four Others with Insider Trading in Advance of Blackstone Acquisition Release No.:2024-34
Date: Headline: SEC Charges Skechers with Making Undisclosed Payments to Executives’ Family Members Release No.:2024-33
Date: Headline: SEC Adopts Amendments to Enhance Disclosure of Order Execution Information Release No.:2024-32
Date: Headline: SEC Adopts Rules to Enhance and Standardize Climate-Related Disclosures for Investors Release No.:2024-31
Date: Headline: SEC Charges Advisory Firm HG Vora for Disclosure Failures Ahead of Ryder Acquisition Bid Release No.:2024-30
Date: Headline: SEC Charges Lordstown Motors with Misleading Investors about Company’s Flagship Electric Vehicle Release No.:2024-29
Date: Headline: SEC Investor Advisory Committee to Discuss Proposals to Improve Equity Market Structure and Examine the Use of Materiality as a Disclosure Standard Release No.:2024-28
Date: Headline: SEC Announces Departure of William Birdthistle; Natasha Vij Greiner Named Director of the Division of Investment Management Release No.:2024-27
Date: Headline: SEC Charges Former Alfi CEO Paul Pereira with Fraud for Making False Statements on Social Media Release No.:2024-26
Date: Headline: SEC Updates Ethics Rules Governing Securities Trading by Agency Personnel Release No.:2024-25
Date: Headline: SEC Charges Husband of Energy Company Manager with Insider Trading Release No.:2024-24
Date: Headline: SEC Small Business Advisory Committee to Discuss the Accredited Investor Definition and the State of the IPO Market Release No.:2024-23
Date: Headline: SEC Charges TIAA Subsidiary for Failing to Act in the Best Interest of Retail Customers Release No.:2024-22
Date: Headline: SEC Publishes Annual Staff Report on Nationally Recognized Statistical Rating Organizations Release No.:2024-21
Date: Headline: SEC Charges Van Eck Associates for Failing to Disclose Influencer’s Role in Connection with ETF Launch Release No.:2024-20
Date: Headline: SEC Proposes Rule to Update Definition of Qualifying Venture Capital Funds Release No.:2024-19
Date: Headline: Sixteen Firms to Pay More Than $81 Million Combined to Settle Charges for Widespread Recordkeeping Failures Release No.:2024-18
Date: Headline: SEC Adopts Amendments to Enhance Private Fund Reporting Release No.:2024-17
Date: Headline: SEC Charges TradeStation Crypto for Unregistered Offer and Sale of Crypto Asset Lending Product Release No.:2024-16
Date: Headline: SEC Charges China-Based Tech Company Cloopen Group with Accounting Fraud Release No.:2024-15
Date: Headline: SEC Adopts Rules to Include Certain Significant Market Participants as “Dealers” or “Government Securities Dealers” Release No.:2024-14
Date: Headline: SEC Charges Founder of American Bitcoin Academy Online Crypto Course with Fraud Targeting Students Release No.:2024-13
Date: Headline: SEC to Host Law School Summit Highlighting Need for Investor Access to Legal Counsel Release No.:2024-12
Date: Headline: SEC Charges Founder of $1.7 Billion “HyperFund” Crypto Pyramid Scheme and Top Promoter with Fraud Release No.:2024-11
Date: Headline: SEC Charges Northern Star SPAC for Material Misrepresentations in its IPO-Related Disclosures Release No.:2024-10
Date: Headline: SEC Charges Chicago-based Aon Investments and Former Partner with Misleading Pennsylvania Public Employees’ Pension Fund Release No.:2024-9
Date: Headline: SEC Adopts Rules to Enhance Investor Protections Relating to SPACs, Shell Companies, and Projections Release No.:2024-8
Date: Headline: J.P. Morgan to Pay $18 Million for Violating Whistleblower Protection Rule Release No.:2024-7
Date: Headline: SEC Charges Morgan Stanley and Former Executive Pawan Passi with Fraud in Block Trading Business Release No.:2024-6
Date: Headline: SEC Charges Future FinTech CEO Shanchun Huang With Fraud and Disclosure Failures Release No.:2024-5
Date: Headline: SEC Charges Global Software Company SAP for FCPA Violations Release No.:2024-4
Date: Headline: SEC Appoints Stacey Bowers as Small Business Advocate Release No.:2024-3
1 to 50 of 3402 items