Press Releases Archive

Archived official announcements, past SEC actions, and press releases prior to 2012.

Date Headline Release Number
Dec. 22, 2004 Edward Jones to Pay $75 Million to Settle Revenue Sharing Charges 2004-177
Dec. 20, 2004 SEC Charges the Walt Disney Company for Failing to Disclose Relationships Between Disney and Its Directors 2004-176
Dec. 16, 2004 SEC Chief Accountant Statement on FASB Statement 2004-175
Dec. 16, 2004 SEC Establishes Advisory Committee to Examine Impact of Sarbanes-Oxley Act on Smaller Public Companies 2004-174
Dec. 16, 2004 SEC and NASD File Fraud Case Against Knight Securities, L.P. 2004-173
Dec. 15, 2004 Office of the Chief Accountant Issues Statement on Fannie Mae Accounting 2004-172
Dec. 15, 2004 SEC Votes to Publish Reproposed Regulation NMS for Public Comment and to Adopt Asset-Backed Securities Rule Proposal 2004-171
Dec. 15, 2004 First Command to Pay $12 Million to Settle SEC and NASD Charges Involving Misleading Sales of Investments to Members of the Military 2004-170
Dec. 14, 2004 SEC Chief Accountant Welcomes PCAOB Involvement in Independence Standards-Setting 2004-169
Dec. 13, 2004 Franklin Advisers and Franklin Templeton Distributors to Pay $20 Million to Settle Charges Related to Use of Brokerage Commissions to Pay for Shelf Space 2004-168
Dec. 9, 2004 Fee Rate Advisory #6 For Fiscal Year 2005 2004-167
Dec. 1, 2004 SEC Suspends Trading in Securities of 26 Delinquent Companies 2004-166
Nov. 30, 2004 SEC to Consider Publication of Revisions to Proposed Regulation NMS 2004-165
Nov. 30, 2004 SEC Postpones Filing Date for Internal Control Reports for Some Accelerated Filers 2004-162
Nov. 30, 2004 SEC Issues Order Delaying Pilot Period for Suspension of the Operation of Short Sale Price Provisions Pursuant to Regulation SHO 2004-164
Nov. 30, 2004 American International Group, Inc. Agrees to Pay $126 Million to Settle Fraud Charges Arising Out of Its Offer and Sale of An Earnings Management Product 2004-163
Nov. 30, 2004 Laura L. Cox, Managing Executive for External and Governmental Affairs, to Leave Commission 2004-161
Nov. 29, 2004 Fee Rate Advisory #5 for Fiscal Year 2005 2004-160
Nov. 22, 2004 Fee Rate Advisory #4 for Fiscal Year 2005 2004-159
Nov. 17, 2004 SEC Postpones Final Phase-In Period for Acceleration of Periodic Report Filing Dates 2004-158
Nov. 17, 2004 Harold Baxter and Gary Pilgrim Agree to Pay a Total of $160 Million to Settle Fraud Charges Concerning Undisclosed Market Timing 2004-157
Nov. 16, 2004 Associate Directors Named for Northeast Regional Office 2004-156
Nov. 15, 2004 SEC Files Fraud Charges Against Conrad Black, F. David Radler and Hollinger Inc. 2004-155
Nov. 9, 2004 SEC Votes to Propose Changes in SRO Governance and Issue Related Concept Release 2004-154
Nov. 4, 2004 Fremont Investment Advisors to Pay Over $4 Million to Settle SEC Market Timing and Late Trading Charges 2004-153