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U.S. Securities and Exchange Commission

Fee Rate Advisory #6 for Fiscal Year 2011


Washington, D.C., March 2, 2011 – Pursuant to Section 31(j)(2) of the Securities Exchange Act of 1934, the Commission has determined that a mid-year adjustment to the Section 31 fee rate for fiscal year 2011 is not required.

As a result, the Section 31 fee rate for fiscal 2011 will remain at the current rate of $19.20 per million. The Section 31 assessment on round turn transactions in security futures also will remain at $0.0042 per transaction.

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Modified: 03/02/2011